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MS

Michael J. Shatsky

SKY ALPHA ASSET ADVISORS
Boca Raton, FL 33433
Some features on this profile are disabled
CRD#: 2430683
MS

Professional summary

Michael Jay Shatsky, who also goes by Michael J Shatsky, Mike Shatsky, is a registered financial advisor currently at SKY ALPHA ASSET ADVISORS located in Boca Raton, Florida.

Michael is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1994. Michael has worked at 4 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

Michael J Shatsky | Mike Shatsky

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Michael Jay Shatsky's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

August 23, 2018 - Present

SKY ALPHA ASSET ADVISORS

Office #1: 7284 W Palmetto Pk Rd Suite 108, Boca Raton, FL 33433
RIA
CRD#: 295839
Boca Raton, FL
Past

November 6, 2017 - August 24, 2018

OPPENHEIMER & CO. INC.

RIA
CRD#: 249
BOCA RATON, FL
Past

November 6, 2017 - August 24, 2018

OPPENHEIMER & CO. INC.

BD
CRD#: 249
BOCA RATON, FL
Past

June 1, 2009 - November 29, 2017

MORGAN STANLEY

RIA
CRD#: 149777
BOCA RATON, FL
Past

June 1, 2009 - November 29, 2017

MORGAN STANLEY

BD
CRD#: 149777
BOCA RATON, FL
Past

March 24, 1994 - June 1, 2009

CITIGROUP GLOBAL MARKETS INC.

RIA
CRD#: 7059
BOCA RATON, FL
Past

March 16, 1994 - June 1, 2009

CITIGROUP GLOBAL MARKETS INC.

BD
CRD#: 7059
BOCA RATON, FL

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
SA
SKY ALPHA ASSET ADVISORS
LIMELIGHT CAPITAL MANAGEMENT LLC | SKY ALPHA ASSET ADVISORS LLC | SKY ALPHA ASSET ADVISORS

CRD#: 295839 / SEC#: 801-113000

RIA
Registered Investment Advisory firm - (5/3/2018 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Florida
(8/23/2018)
IAR
New York
(3/26/2023)

Exams

State Security Law Exam
IAR
Series 65
Date: 5/24/1996
Uniform Investment Adviser Law Examination
State Security Law Exam
RR
Series 63
Date: 1/27/1995
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 8/24/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 3/15/1994
General Securities Representative Examination

Current Firm

SA
SKY ALPHA ASSET ADVISORS
LIMELIGHT CAPITAL MANAGEMENT LLC | SKY ALPHA ASSET ADVISORS LLC | SKY ALPHA ASSET ADVISORS

CRD#: 295839 / SEC#: 801-113000

RIA
Registered Investment Advisory firm - (5/3/2018 Approved)
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Contact information

Main Address
7284 W Palmetto Pk Rd Suite 108, Boca Raton, FL 33433
Mailing Address
Phone number
(561) 410-7790
Established
Firm type
Fiscal year end
# of Employees
4

SEC notice filing (10 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

SKY ALPHA ASSET ADVISORS ADV BROCHURE PART 2A (3/6/2025)

Regulatory assets under management

Total Number of Accounts302
AUM (Assets Under Management)$ 208,000,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

SKY ALPHA ASSET ADVISORS

CRD#: 295839Boca Raton, FL 33433

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