Jay A. Bozick
Professional summary
Jay A Bozick is a registered financial professional currently at BTIG, LLC located in New York, New York.
Jay is registered as a RR (Registered Representative) and started their career in finance in 1994. Jay has worked at 6 firms and has passed the Series 63, Series 57TO, SIE, Series 55 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Jay A Bozick's CRS (Customer Relationship Summary).
Certified licenses
Experience
July 6, 2006 - Present
BTIG, LLC
Office #1: Park Avenue Tower 65 East 55th Street, New York, NY 10022November 15, 2004 - May 5, 2006
KNIGHT CAPITAL AMERICAS, L.P.
November 6, 2002 - November 10, 2004
UBS CAPITAL MARKETS L.P.
September 9, 2002 - November 11, 2002
GOLDMAN SACHS & CO. LLC
April 17, 1995 - September 9, 2002
GOLDMAN SACHS EXECUTION & CLEARING, L.P.
March 7, 1994 - January 20, 1995
LEHMAN BROTHERS INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(12/7/2007)
(6/4/2010)
(7/6/2006)
(7/6/2006)
(7/6/2006)
(12/7/2007)
(7/6/2006)
(7/6/2006)
(12/10/2007)
Exams
Series 57TO
Date: 1/2/2023
Securities Trader ExamSeries 55
Date: 2/15/2000
Limited Representative-Equity Trader ExamCboe BYX Exchange, Inc.
Cboe BZX Exchange, Inc.
Cboe EDGA Exchange, Inc.
Cboe EDGX Exchange, Inc.
FINRA
Investors' Exchange LLC
MEMX LLC
NYSE Arca, Inc.
Nasdaq ISE, LLC
Nasdaq Stock Market
Current Firm
BTIG, LLC
CRD#: 122225 / SEC#: , 8-65473
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
Disclosures
| Regulatory Event | 11 |
| Civil Event | 1 |
Red Flags
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