David A. Shipman

12TH STREET ASSET MANAGEMENT

NASHVILLE, TN 37205

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CRD#: 2430346

Professional summary

David Andrew Shipman is a registered financial advisor currently at 12TH STREET ASSET MANAGEMENT located in Nashville, Tennessee.

David is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1993. David has worked at 6 firms and has passed the Series 63 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view David Andrew Shipman's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

March 28, 2011 - Present

12TH STREET ASSET MANAGEMENT

Office #1: 102 Woodmont Blvd. Suite 460, Nashville, TN 37205

RIA

CRD#: 153528

NASHVILLE, TN

Past

July 15, 2005 - October 17, 2005

AT INVESTOR SERVICES, INC.

CRD#: 47837

NEW YORK, NY

Past

August 13, 2002 - July 15, 2005

GPC SECURITIES, INC.

CRD#: 14007

ATLANTA, GA

Past

April 18, 2001 - October 16, 2001

CREDIT SUISSE SECURITIES (USA) LLC

CRD#: 816

NEW YORK, NY

Past

May 16, 1997 - October 12, 2000

MORGAN KEEGAN & COMPANY, LLC

CRD#: 4161

MEMPHIS, TN

Past

March 6, 1996 - May 9, 1997

MORGAN KEEGAN & COMPANY, LLC

CRD#: 4161

MEMPHIS, TN

Past

December 9, 1993 - March 6, 1996

FIRST HORIZON ADVISORS, INC.

CRD#: 17117

MEMPHIS, TN

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

12TH STREET ASSET MANAGEMENT

12TH STREET ASSET MANAGEMENT | 12TH STREET ASSET MANAGEMENT LLC

CRD#: 153528 / SEC#: 801-76968

RIA

Registered Investment Advisory firm - (7/31/2012 Approved)

Tennessee

Registered Investment Advisory firm - (9/5/2012 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Tennessee
(6/21/2011)

IAR

Texas
(2/22/2017)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 12/10/1993

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 12/8/1993

General Securities Representative Examination

Current Firm

12TH STREET ASSET MANAGEMENT

12TH STREET ASSET MANAGEMENT | 12TH STREET ASSET MANAGEMENT LLC

CRD#: 153528 / SEC#: 801-76968

RIA

Registered Investment Advisory firm - (7/31/2012 Approved)

Tennessee

Registered Investment Advisory firm - (9/5/2012 Terminated)

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Contact information

Main Address

102 Woodmont Blvd. Suite 460, Nashville, TN 37205

Mailing Address

Phone number

(615) 915-3701

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (27 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

12TH STREET FORM ADV PART 2AB FIRM BROCHURE (3/12/2025)

Regulatory assets under management

Total Number of Accounts	600
AUM (Assets Under Management)	$ 625,213,430

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

David A. Shipman

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view David Andrew Shipman's CRS (Customer Relationship Summary).

Certified licenses

Experience

AT INVESTOR SERVICES, INC.

GPC SECURITIES, INC.

CREDIT SUISSE SECURITIES (USA) LLC

MORGAN KEEGAN & COMPANY, LLC

MORGAN KEEGAN & COMPANY, LLC

FIRST HORIZON ADVISORS, INC.

Primary Firm SEC Registration

12TH STREET ASSET MANAGEMENT

State Registrations and Notice Filings

Exams

Series 63

Date: 12/10/1993

Series 7

Date: 12/8/1993

Current Firm

12TH STREET ASSET MANAGEMENT

Contact information

SEC notice filing (27 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

12TH STREET ASSET MANAGEMENT

TRUST BUT VERIFY

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