David A. Johannsen
Professional summary
David Atwater Johannsen, who also goes by David Johannsen, is a registered financial advisor currently at JOHANNSEN & ASSOCIATES, INC. located in Santa Barbara, California.
David is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2006. David has worked at 1 firm and has passed the Series 2 exam.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view David Atwater Johannsen's CRS (Customer Relationship Summary).
Certified licenses
Experience
October 4, 2006 - Present
JOHANNSEN & ASSOCIATES, INC.
Office #1: 5290 Overpass Road Suite 208, Santa Barbara, CA 93111State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(10/4/2006)
Exams
Series 2
Date: 11/18/1993
Non-Member General Securities ExaminationCurrent Firm
JOHANNSEN & ASSOCIATES, INC.
CRD#: 137013 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 76 |
| AUM (Assets Under Management) | $ 33,039,000 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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Company Information
JOHANNSEN & ASSOCIATES, INC.
CRD#: 137013Santa Barbara, CA 93111TRUST BUT VERIFY
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