Gregory S. Jones
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Gregory Stanton Jones, who also goes by Greg Jones, Gregory S Jones, was a registered financial professional .
Gregory is a previously registered financial professional and started their career in finance in 1994. Gregory had worked at 4 firms and has passed the Series 63, SIE, Series 7, Series 53, Series 27, Series 24 and Series 8 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
December 16, 2005 - April 9, 2018
TCADVISORS NETWORK INC.
April 8, 2005 - October 14, 2005
HYBRIDTRADING, LLC
March 13, 1995 - November 29, 2004
CHARLES SCHWAB & CO., INC.
February 17, 1994 - October 26, 1994
DAIN RAUSCHER INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 8
Date: 4/18/1997
General Securities Sales Supervisor Examination (Options Module & General Module)Current Firm
TCADVISORS NETWORK INC.
CRD#: 35794 / SEC#: , 8-46909
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| FINN, STEPHEN ANDREW | SHAREHOLDER | 1749769 |
| BIENEMANN, STEVEN JAMES | REGUSTERED PRINCIPAL | 5194856 |
| DYKES, ROBERT ROSCOE | SHAREHOLDER | 6764816 |
| HEBERT, CHESTER JOSEPH | CCO | 1678446 |
| LEIGHT, GARY ALAN | SHAREHOLDER | 6749795 |
| MASSA, MARK WILLIAM | SHAREHOLDER | 6227919 |
| OSTERLUND, PATTY DIANN | SHAREHOLDER | |
| OSTERLUND, RODNEY WILLIAM | SHAREHOLDER | |
| PACE, JOSHUA ADAM | SHAREHOLDER | 6576915 |
Disclosures
| Regulatory Event | 2 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
