James F. Boler
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
James Fred Boler, who also goes by James Boler, was a registered financial professional .
James is a previously registered financial professional and started their career in finance in 1994. James had worked at 1 firm and has passed the Series 2 exam.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 1, 1994 - December 31, 2012
BOLER, JAMES FRED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 2
Date: 11/10/1993
Non-Member General Securities ExaminationCurrent Firm
BOLER, JAMES FRED
CRD#: 133510 / SEC#:
Contact information
Red Flags
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