Kirk A. Block

BLOCK WEALTH MANAGEMENT,

Marvin, NC

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CRD#: 2429827

Professional summary

Kirk Allen Block, CFP® is a registered financial advisor currently at BLOCK WEALTH MANAGEMENT, INC located in Marvin, North Carolina.

Kirk is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1994. Kirk has worked at 6 firms and has passed the Series 63 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Agent with various Insurance Companies since 2008 This activity is investment related and performed in conjunction with activities as an Investment Adviser Representative. Offering insurance products where appropriate and licensed to do so. This activity requires approximately 10 hours per month, .5 hours per day during trading hours.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Kirk Allen Block's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 1996

Experience

Current

May 21, 2008 - Present

BLOCK WEALTH MANAGEMENT, INC

RIA

CRD#: 146042

Marvin, NC

Past

March 8, 2004 - May 21, 2008

PREMIER FINANCIAL PLANNING, LLP

RIA

CRD#: 130496

ESCONDIDO, CA

Past

September 16, 1996 - October 1, 1999

LPL FINANCIAL LLC

CRD#: 6413

FORT MILL, SC

Past

October 6, 1995 - September 24, 1996

THE ADVISORS GROUP, INC.

CRD#: 14035

BETHESDA, MD

Past

January 1, 1994 - October 18, 1995

THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES

CRD#: 4039

NEW YORK, NY

Past

January 1, 1994 - October 18, 1995

EQUITABLE ADVISORS, LLC

CRD#: 6627

NEW YORK, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

BLOCK WEALTH MANAGEMENT, INC

BLOCK WEALTH MANAGEMENT INCORPORATED | BLOCK WEALTH MANAGEMENT, INC. | BLOCK WEALTH MANAGEMENT, INC

CRD#: 146042 / SEC#: 801-130376

RIA

Registered Investment Advisory firm - (6/3/2024 Approved)

California

Registered Investment Advisory firm - (7/6/2024 Terminated)

New Hampshire

Registered Investment Advisory firm - (11/16/2018 Terminated)

North Carolina

Registered Investment Advisory firm - (6/7/2024 Terminated)

Texas

Registered Investment Advisory firm - (6/6/2024 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

North Carolina
(6/21/2018)

IAR

Texas
(8/11/2016)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 12/21/1993

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 12/27/1993

General Securities Representative Examination

Current Firm

BLOCK WEALTH MANAGEMENT, INC

BLOCK WEALTH MANAGEMENT INCORPORATED | BLOCK WEALTH MANAGEMENT, INC. | BLOCK WEALTH MANAGEMENT, INC

CRD#: 146042 / SEC#: 801-130376

RIA

Registered Investment Advisory firm - (6/3/2024 Approved)

California

Registered Investment Advisory firm - (7/6/2024 Terminated)

New Hampshire

Registered Investment Advisory firm - (11/16/2018 Terminated)

North Carolina

Registered Investment Advisory firm - (6/7/2024 Terminated)

Texas

Registered Investment Advisory firm - (6/6/2024 Terminated)

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Contact information

Main Address

Marvin, NC

Mailing Address

Phone number

(760) 796-5550

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (4 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

2025-01-21 BLOCK WEALTH MANAGEMENT FORM ADV PART 2A (1/21/2025)

Regulatory assets under management

Total Number of Accounts	223
AUM (Assets Under Management)	$ 157,229,937

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Kirk A. Block

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Kirk Allen Block's CRS (Customer Relationship Summary).

Certified licenses

Experience

BLOCK WEALTH MANAGEMENT, INC

PREMIER FINANCIAL PLANNING, LLP

LPL FINANCIAL LLC

THE ADVISORS GROUP, INC.

THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES

EQUITABLE ADVISORS, LLC

Primary Firm SEC Registration

BLOCK WEALTH MANAGEMENT, INC

State Registrations and Notice Filings

Exams

Series 63

Date: 12/21/1993

Series 7

Date: 12/27/1993

Current Firm

BLOCK WEALTH MANAGEMENT, INC

Contact information

SEC notice filing (4 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

BLOCK WEALTH MANAGEMENT, INC

TRUST BUT VERIFY

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