Brent D. Turner
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Brent David Turner, who also goes by Brent D Turner, was a registered financial professional .
Brent is a previously registered financial professional and started their career in finance in 1994. Brent had worked at 7 firms and has passed the Series 63, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 8, 2017 - December 31, 2022
BRENT TURNER ADVISORS
November 19, 2013 - June 26, 2017
SILVERHAWK ASSET MANAGEMENT, LLC
March 9, 2011 - November 5, 2013
J P TURNER & COMPANY CAPITAL MANAGEMENT, LLC
February 14, 2011 - November 5, 2013
J.P. TURNER & COMPANY, L.L.C.
July 29, 2005 - February 11, 2011
QA3 FINANCIAL LLC
July 28, 2005 - February 11, 2011
QA3 FINANCIAL CORP.
March 3, 2004 - August 2, 2005
TRANSAMERICA FINANCIAL ADVISORS, LLC
February 10, 1994 - August 2, 2005
TRANSAMERICA FINANCIAL ADVISORS, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
BRENT TURNER ADVISORS
CRD#: 284689 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 107 |
| AUM (Assets Under Management) | $ 5,886,096 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
