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JM

Joseph T. Martinez

KRILOGY
Dallas, TX 75219
Some features on this profile are disabled
CRD#: 2429766
JM

Professional summary

Joseph Thomas Martinez JR., CFP®, who also goes by Joe Martinez, Joseph T Martinez, Joseph T. Martinez Jr., Joseph T. Martinez, Joseph Thomas Martinez Jr, Joseph Thomas Martinez, is a registered financial advisor currently at KRILOGY located in Dallas, Texas.

Joseph is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1993. Joseph has worked at 6 firms and has passed the Series 63, SIE, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

Joe Martinez | Joseph T Martinez | Joseph T. Martinez Jr. | Joseph T. Martinez | Joseph Thomas Martinez Jr | Joseph Thomas Martinez

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Joseph Thomas Martinez JR.'s CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®

Certified Financial Planner

Start date: 2019

Experience

Current

September 29, 2023 - Present

KRILOGY

Office #1: 3500 Maple Avenue Suite 1160, Dallas, TX 75219
RIA
CRD#: 149046
Dallas, TX
Past

November 5, 2015 - December 5, 2023

PHLOX CAPITAL MANAGEMENT, LLC

RIA
CRD#: 281166
DALLAS, TX
Past

April 10, 2015 - June 3, 2015

RAYMOND JAMES FINANCIAL SERVICES, INC.

BD
CRD#: 6694
Dallas, TX
Past

February 20, 2012 - April 5, 2013

BBVA COMPASS INVESTMENT SOLUTIONS, INC

BD
CRD#: 17086
DALLAS, TX
Past

January 24, 2007 - May 10, 2007

SG AMERICAS SECURITIES, LLC

BD
CRD#: 128351
NEW YORK, NY
Past

December 6, 1993 - September 7, 1994

FIDELITY BROKERAGE SERVICES LLC

BD
CRD#: 7784

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
KR
KRILOGY
GSG ADVISORS LLC | NAME 605 | KRILOGY TEXAS | KRILOGY FINANCIAL LLC | KRILOGY ADVISORS LLC | KRILOGY | KPS | K PLANS | GSTLG ADVISORS LLC

CRD#: 149046 / SEC#: 801-69838

RIA
Registered Investment Advisory firm - (1/12/2009 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Texas
(9/29/2023)

Exams

State Security Law Exam
RR
Series 63
Date: 2/15/2007
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 6/3/2015
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 2/17/2012
General Securities Representative Examination
General Industry/Product Exam
RR
Series 6
Date: 12/4/1993
Investment Company Products/Variable Contracts Representative Examination

Current Firm

KR
KRILOGY
GSG ADVISORS LLC | NAME 605 | KRILOGY TEXAS | KRILOGY FINANCIAL LLC | KRILOGY ADVISORS LLC | KRILOGY | KPS | K PLANS | GSTLG ADVISORS LLC

CRD#: 149046 / SEC#: 801-69838

RIA
Registered Investment Advisory firm - (1/12/2009 Approved)
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Contact information

Main Address
275 N. Lindbergh Ste. 20, St. Louis, MO 63141
Mailing Address
Phone number
(314) 884-2800
Established
Firm type
Fiscal year end
# of Employees
82

SEC notice filing (37 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

WRAP FEE BROCHURE (3/31/2025)
KRILOGY FINANCIAL, LLC CLIENT BROCHURE (3/31/2025)

Regulatory assets under management

Total Number of Accounts10,780
AUM (Assets Under Management)$ 4,954,332,013

Accountant surprise examination report

Filing DateForm ADV-E CoverForm ADV-E Report
11/13/2025
Cover Page
Report
02/27/2025
Cover Page
Report
10/12/2023
Cover Page
Report
01/03/2023
Cover Page
Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

KRILOGY

CRD#: 149046Dallas, TX 75219

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