Philip A. Pizelo
Professional summary
Philip Anthony Pizelo was suspended by undefined from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Philip Anthony Pizelo, who also goes by Tony Pizelo, was a registered financial advisor .
Philip is a previously registered financial advisor and started their career in finance in 1994. Philip had worked at 6 firms and has passed the Series 65, Series 63, Series 3, Series 55, Series 7, Series 27, Series 4, Series 24 and Series 53 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 20, 2002 - March 30, 2012
PACIFIC WEST FINANCIAL CONSULTANTS INC
June 19, 2002 - June 25, 2012
PACIFIC WEST SECURITIES, INC.
February 20, 2002 - July 15, 2002
GREAT NORTHERN FINANCIAL SECURITIES, INC.
January 6, 1997 - November 27, 2001
METROPOLITAN INVESTMENT SECURITIES, INC.
February 29, 1996 - December 31, 1996
QUEST CAPITAL STRATEGIES, INC.
February 28, 1996 - December 31, 1996
QUEST CAPITAL STRATEGIES, INC.
February 16, 1994 - October 20, 1995
DAIN RAUSCHER INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 55
Date: 12/30/1999
Limited Representative-Equity Trader ExamCurrent Firm
PACIFIC WEST FINANCIAL CONSULTANTS INC
CRD#: 108728 / SEC#: 801-55508
Contact information
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
