Worth J. Gibson
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Worth James Gibson was a registered financial professional .
Worth is a previously registered financial professional and started their career in finance in 1994. Worth had worked at 4 firms and has passed the Series 66, Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 23, 2004 - December 31, 2015
FOREST HILL CAPITAL, LLC
July 25, 2002 - July 22, 2004
WORTH HAVEN CAPITAL MANAGEMENT, LLC
March 13, 2002 - October 30, 2008
FIRST DOMINION CAPITAL CORP.
February 15, 1994 - March 21, 2000
STEPHENS
Primary Firm SEC Registration
FOREST HILL CAPITAL, LLC
CRD#: 129667 / SEC#: 801-62567
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
FOREST HILL CAPITAL, LLC
CRD#: 129667 / SEC#: 801-62567
Contact information
SEC notice filing (1 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 5 |
| AUM (Assets Under Management) | $ 146,685,077 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
