William T. David
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
William Thomas David, AIF®, who also goes by Bill David, was a registered financial professional .
William is a previously registered financial professional and started their career in finance in 1993. William had worked at 8 firms and has passed the Series 66, Series 63, SIE, Series 7, Series 6 and Series 26 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 4, 2019 - December 4, 2020
NEWPORT GROUP SECURITIES, INC.
April 8, 2014 - May 7, 2019
PNC CAPITAL ADVISORS LLC
March 7, 2014 - May 15, 2019
FORESIDE DISTRIBUTION SOLUTIONS, LLC
November 13, 2009 - June 22, 2011
PNC WEALTH MANAGEMENT LLC
June 5, 2009 - November 13, 2009
NATCITY INVESTMENTS, INC.
March 15, 2005 - August 13, 2007
FARMERS FINANCIAL SOLUTIONS, LLC
August 20, 1996 - July 30, 2004
TOWER SQUARE SECURITIES, INC.
August 15, 1994 - October 26, 1995
ADVANTAGE CAPITAL CORPORATION
December 20, 1993 - August 15, 1994
TOWER SQUARE SECURITIES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
NEWPORT GROUP SECURITIES, INC.
CRD#: 29722 / SEC#: 801-60427, 8-44508
Contact information
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| NEWPORT GROUP HOLDINGS I, INC. | OWNER | |
| KAPLAN, ROBERT BARRY | CCO | 1286735 |
Regulatory assets under management
| Total Number of Accounts | 75 |
| AUM (Assets Under Management) | $ 22,966,874,617 |
Red Flags
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