William C. Busch
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
William Charles Busch, who also goes by Bill Busch, was a registered financial professional .
William is a previously registered financial professional and started their career in finance in 1994. William had worked at 4 firms and has passed the Series 63 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 12, 2001 - October 30, 2001
FIRST SOUTHEASTERN SECURITIES GROUP, INCORPORATED
September 14, 1995 - October 10, 2000
PRINCIPAL SECURITIES, INC.
November 22, 1994 - July 6, 1995
WOODBURY FINANCIAL SERVICES, INC.
January 3, 1994 - March 8, 1994
1717 CAPITAL MANAGEMENT COMPANY
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
FIRST SOUTHEASTERN SECURITIES GROUP, INCORPORATED
CRD#: 14538 / SEC#: , 8-30834
Contact information
Documents
Disclosures
| Regulatory Event | 1 |
| Bond | 2 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
