Jerry Michael Smith
Professional Summary
Jerry Michael Smith is a registered financial advisor currently at PORTFOLIO ADVISORY COUNCIL,L.L.C. located in Houston, Texas. Jerry is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1993. Jerry has worked at 2 firms and has passed the Series 66, Series 63, Series 7 and Series 6 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
There are no additional aliases reported.
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Videos & Posts
This advisor has not added any videos or posts yet.
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Contact Information
This advisor has not claimed their profile yet, so there is no contact information to display at this time.
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Disclosures on record.
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Years of Experience
32 years in the financial services industry
Current & Past Employments
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Current Firm
PORTFOLIO ADVISORY COUNCIL, L.L.C. | SUTTON WILLIAM THOMAS JR | PORTFOLIO ADVISORY COUNCIL,L.L.C.
Contact Information
Main Address
3 Greenway Plaza Suite 1776, Houston, TX 77046Phone Number
(713) 574-6015# of Employees
9SEC notice filing (7 States and Territories)
Registered to provide investment advisory services in 7 US states and territories.
Documents
Part 2 Brochures
Regulatory Assets Under Management
Total Number of Accounts
971AUM (Assets Under Management)
$494,940,434Similar Advisors
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Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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Primary Firm SEC Registration
PORTFOLIO ADVISORY COUNCIL, L.L.C. | SUTTON WILLIAM THOMAS JR | PORTFOLIO ADVISORY COUNCIL,L.L.C.
State Registrations and Notice Filings
(8/22/2006)
Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 6 — Investment Company Products/Variable Contracts Representative Examination
Passed Dec 1993About the Series 6 examSimilar Advisors
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CRS (Client Relationship Summary) - RIA
Click below to view Jerry Michael Smith's CRS (Customer Relationship Summary).
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