Jerry M. Smith

PORTFOLIO ADVISORY COUNCIL,L.L.C.

Houston, TX 77046

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CRD#: 2429191

Professional summary

Jerry Michael Smith is a registered financial advisor currently at PORTFOLIO ADVISORY COUNCIL,L.L.C. located in Houston, Texas.

Jerry is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1993. Jerry has worked at 2 firms and has passed the Series 66, Series 63, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jerry Michael Smith's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

August 22, 2006 - Present

PORTFOLIO ADVISORY COUNCIL,L.L.C.

Office #1: 3 Greenway Plaza Suite 1776, Houston, TX 77046

RIA

CRD#: 107465

Houston, TX

Past

August 22, 2006 - December 31, 2013

PORTFOLIO ADVISORY COUNCIL,L.L.C.

RIA

CRD#: 107465

HOUSTON, TX

Past

December 8, 1993 - July 5, 2005

MML INVESTORS SERVICES, LLC

CRD#: 10409

SPRINGFIELD, MA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

PORTFOLIO ADVISORY COUNCIL,L.L.C.

PORTFOLIO ADVISORY COUNCIL, L.L.C. | SUTTON WILLIAM THOMAS JR | PORTFOLIO ADVISORY COUNCIL,L.L.C.

CRD#: 107465 / SEC#: 801-27691

RIA

Registered Investment Advisory firm - (9/15/1986 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Texas
(8/22/2006)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 8/21/2006

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 12/16/1993

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 1/5/1999

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 12/7/1993

Investment Company Products/Variable Contracts Representative Examination

Current Firm

PORTFOLIO ADVISORY COUNCIL,L.L.C.

PORTFOLIO ADVISORY COUNCIL, L.L.C. | SUTTON WILLIAM THOMAS JR | PORTFOLIO ADVISORY COUNCIL,L.L.C.

CRD#: 107465 / SEC#: 801-27691

RIA

Registered Investment Advisory firm - (9/15/1986 Approved)

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Contact information

Main Address

3 Greenway Plaza Suite 1776, Houston, TX 77046

Mailing Address

Phone number

(713) 574-6015

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (7 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FORM ADV PART II (3/25/2025)

Regulatory assets under management

Total Number of Accounts	909
AUM (Assets Under Management)	$ 465,030,058

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Jerry M. Smith

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jerry Michael Smith's CRS (Customer Relationship Summary).

Certified licenses

Experience

PORTFOLIO ADVISORY COUNCIL,L.L.C.

MML INVESTORS SERVICES, LLC

Primary Firm SEC Registration

PORTFOLIO ADVISORY COUNCIL,L.L.C.

State Registrations and Notice Filings

Exams

Series 66

Date: 8/21/2006

Series 63

Date: 12/16/1993

Series 7

Date: 1/5/1999

Series 6

Date: 12/7/1993

Current Firm

PORTFOLIO ADVISORY COUNCIL,L.L.C.

Contact information

SEC notice filing (7 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

PORTFOLIO ADVISORY COUNCIL,L.L.C.

TRUST BUT VERIFY

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