RM
Ralph P. Moore
FIRST HEARTLAND CONSULTANTS
PELHAM, AL 35124
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CRD#: 2428982
RM
Professional summary
Ralph Patrick Moore is a registered financial advisor currently at FIRST HEARTLAND CONSULTANTS, INC. located in Pelham, Alabama and FIRST HEARTLAND CAPITAL, INC. located in Pelham, Alabama.
Ralph is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1994. Ralph has worked at 5 firms and has passed the Series 63, SIE, Series 7, Series 6 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
TRANSITION PLANNING LLC / BROKERHOUSE. Investment related. INSURANCE AGENT. OWNER. Sale and distribution of insurance products. Start 1/1/85. LEADERS FINANCIAL LLC. Investment related. Sale and distribution of insurance products. Start 1/1/85. LEASEMART LLC. Not investment related. OWNER. FURNITURE LEASING BUSINESS. Start 1/1/96. CLEAN AS A WHISTLE. Not investment related. Small ownership interest. No longer actively involved. PROPERTY MANAGEMENT AND CLEANING RESIDENTIAL PROPERTIES. Start 1/1/95. GREYSTONE CORPORATE HOMES. Not investment related. Own and rent residential properties. 50% OWNER/PARTNER. Start 1/1/00. PATRICK OLIVER GROUP LLC. Not investment related. Owner. OWNS COMM. REAL ESTATE & RES. PROPERTIES, COMMERCIAL PROPERTY MGT. Start 1/1/99. PAJATIE LLC. Not investment related. OWNER. OWNS BEACH CONDO & RENTAL PROPERTIES. Start 1/1/02. DESTINATION GUNTERSVILLE. Not investment related. OWNS A DEVELOPMENT PIECE OF PROPERTY IN GUNTERSVILLE. Start 12/20/11. MOORE JENKINS MOORE LLC. Not investment related. 33% OWNER/PARTNER. RENTAL PROPERTIES, OWNS BEACH CONDO WITH CHERI JENKINS AND DREW MOORE. Start 1/1/05. Destination Huntsville, Birmingham. Not investment related. Real estate related company, inactive currently. Start 12/20/11. AHI CORPORATE HOUSING. Not investment related. Short term furnished housing. Start 1/1/90. STAYPOINTS LLC. Not investment related. CUSTOMER LOYALTY PROGRAM FOR CORPORATE HOUSING. Start 6/27/12. Sigma Nu Education Foundation. Not investment related. Member. Foundation for fraternity. Start 10/1/13. PADVILLE, LLC. Not investment related. DISCOUNT CLEARING HOUSE FOR LODGING INDUSTRY. Start 9/1/14. EMPLOYER BENEFITS SERVICES LLC. Not investment related. WEB BASED SERVICE FOR ENROLLMENT AND BENEFIT STATEMENTS, ACA REPORTING. Start 7/2/15. Destination Alabama-not investment related-reseller of internet and cable. start June 2021. AHI Properties. Not investment related. Property management. Former owner. No longer actively involved. Investor only. Start 9/1/21. FFR Group, LLC. Member. Investment related. Insurance distribution. Start 11/1/17. First Heartland Consultants. Investment related. Investment advisory services. Start 10/11/13. Pure Property Management LLC. Member. Not investment related. Less than 1% interest. Property Management services company. Start 9/1/21. Rental property. Owner. Investment related. Developing rental property. Start 10/25/23. Highway 32 Properties. Owner. Investment related. Owns property, rental house and warehouse. Start 12/20/11. Minooka Land. Owner. Investment related. Raw land for potential development. Start 1/1/11. Birmingham Mortgage Inc. Mortgage broker. Investment related. Inactive owner. Start 1/1/00. Suite Living Inc. Not investment related. Short-term furnished housing. No longer active. start 12/20/11. Iota Lambda House Corporation of Sigma Nu Fraternity. Owns property leased to fraternity. President of Board of Directors. Investment related. Start date: 4/1/25. Fifth Arm Lending LLC. Group of alumni loaning money to the Iota Lambda House Corp of Sigma Nu Fraternity. Member. Not investment related. Start date: 10/20/25.
CRS (Client Relationship Summary) - RIA
Click below to view Ralph Patrick Moore's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
October 11, 2013 - Present
FIRST HEARTLAND CONSULTANTS, INC.
Office #1: 8841 Helena Road, Pelham, AL 35124RIA
CRD#: 110377
PELHAM, AL
Current
January 3, 2012 - Present
FIRST HEARTLAND CAPITAL, INC.
Office #1: 8841 Helena Road, Pelham, AL 35124BD
CRD#: 32460
Pelham, AL
Past
January 3, 2012 - April 26, 2013
FIRST HEARTLAND CONSULTANTS, INC.
RIA
CRD#: 110377
PELHAM, AL
Past
March 1, 2010 - December 31, 2011
UNITED PLANNERS' FINANCIAL SERVICES OF AMERICA A LIMITED PARTNER
RIA
CRD#: 20804
PELHAM, AL
Past
February 26, 2010 - December 31, 2011
UNITED PLANNERS' FINANCIAL SERVICES OF AMERICA A LIMITED PARTNER
BD
CRD#: 20804
PELHAM, AL
Past
May 3, 2006 - March 1, 2010
WALNUT STREET SECURITIES, INC.
RIA
CRD#: 15840
PELHAM, AL
Past
July 26, 1996 - November 2, 2006
WALNUT STREET ADVISERS INC
RIA
CRD#: 109903
PELHAM, AL
Past
January 19, 1994 - March 1, 2010
WALNUT STREET SECURITIES, INC.
BD
CRD#: 15840
PELHAM, AL
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
FH
FIRST HEARTLAND CONSULTANTS, INC.
FIRST HEARTLAND ADVISORS INC | FIRST HEARTLAND CONSULTANTS, INC.
CRD#: 110377 / SEC#: 801-46595
RIA
Registered Investment Advisory firm - (5/23/1994 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(1/3/2012)
IAR
Alabama(10/11/2013)
RR
Florida(1/3/2012)
RR
Georgia(1/3/2012)
RR
Louisiana(2/23/2015)
RR
Missouri(2/8/2022)
RR
Texas(6/23/2025)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
FH
FIRST HEARTLAND CONSULTANTS, INC.
FIRST HEARTLAND ADVISORS INC | FIRST HEARTLAND CONSULTANTS, INC.
CRD#: 110377 / SEC#: 801-46595
RIA
Registered Investment Advisory firm - (5/23/1994 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
4101 Lake St. Louis Blvd, Lake St. Louis, MO 63367
Mailing Address
Phone number
(636) 625-0900
Established
Firm type
Fiscal year end
# of Employees
92
SEC notice filing (52 States and Territories)
Documents
Part 2 Brochures
Regulatory assets under management
| Total Number of Accounts | 9,231 |
| AUM (Assets Under Management) | $ 1,771,078,009 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 11/13/2025 | ||
| 08/12/2024 | ||
| 12/07/2023 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
FIRST HEARTLAND CONSULTANTS, INC.
CRD#: 110377Pelham, AL 35124TRUST BUT VERIFY
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Contact information
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