Lisa J. Sievers
Professional summary
Lisa Jo Sievers, who also goes by Lisa J Johnson, Lisa Jo Johnson, Lisa Johnson, Lisa J Sievers, Lisa Sievers, is a registered financial advisor currently at RW INVESTMENT MANAGEMENT LLC located in Eagle, Idaho.
Lisa is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2002. Lisa has worked at 4 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Lisa Jo Sievers's CRS (Customer Relationship Summary).
Certified licenses
Experience
January 2, 2020 - Present
RW INVESTMENT MANAGEMENT LLC
Office #1: 1028 S. Bridgeway Place Suite 200, Eagle, ID 83616April 7, 2017 - January 6, 2020
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC
April 7, 2017 - January 6, 2020
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC
June 30, 2006 - April 7, 2017
WELLS FARGO CLEARING SERVICES, LLC
June 30, 2006 - April 7, 2017
WELLS FARGO CLEARING SERVICES, LLC
February 6, 2003 - July 10, 2006
PIPER SANDLER & CO.
October 9, 2002 - July 10, 2006
PIPER SANDLER & CO.
Primary Firm SEC Registration
RW INVESTMENT MANAGEMENT LLC
CRD#: 282707 / SEC#: 801-107268
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(1/2/2020)
Exams
Current Firm
RW INVESTMENT MANAGEMENT LLC
CRD#: 282707 / SEC#: 801-107268
Contact information
SEC notice filing (10 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 2,344 |
| AUM (Assets Under Management) | $ 1,470,660,219 |
Red Flags
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