Michael D. Senkier
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Michael Daniel Senkier was a registered financial professional .
Michael is a previously registered financial professional and started their career in finance in 1994. Michael had worked at 12 firms and has passed the Series 65, Series 63, SIE, Series 22, Series 6 and Series 26 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 19, 2024 - February 17, 2026
W&S BROKERAGE SERVICES, INC.
January 12, 2022 - November 3, 2023
SUPREME ALLIANCE LLC
February 6, 2017 - January 31, 2020
ONEAMERICA SECURITIES, INC.
September 12, 2013 - November 1, 2016
MERCAP SECURITIES, LLC
September 12, 2006 - February 24, 2011
LINCOLN FINANCIAL DISTRIBUTORS, INC.
September 12, 2006 - June 4, 2013
LINCOLN FINANCIAL DISTRIBUTORS, INC.
May 29, 2006 - May 29, 2006
LINCOLN FINANCIAL DISTRIBUTORS, INC.
June 7, 2005 - June 16, 2006
USALLIANZ SECURITIES, INC.
June 7, 2005 - August 4, 2006
USALLIANZ SECURITIES, INC.
October 19, 2004 - January 17, 2005
BRYAN FUNDING, INC.
July 22, 2004 - February 15, 2005
ANTHEM SECURITIES, INC.
February 24, 2004 - July 15, 2004
IFMG SECURITIES, INC.
February 24, 2004 - July 15, 2004
IFMG SECURITIES, INC.
June 4, 2002 - October 29, 2003
GUARDIAN INVESTOR SERVICES LLC
August 29, 2000 - December 21, 2001
ALLIANZ LIFE FINANCIAL SERVICES, LLC
July 22, 1994 - July 20, 2000
NYLIFE DISTRIBUTORS LLC
Primary Firm SEC Registration
W&S BROKERAGE SERVICES, INC.
CRD#: 8099 / SEC#: 801-113946, 8-24674
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
W&S BROKERAGE SERVICES, INC.
CRD#: 8099 / SEC#: 801-113946, 8-24674
Contact information
SEC notice filing (33 States and Territories)
FINRA licenses (52 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| WESTERN AND SOUTHERN LIFE ASSURANCE COMPANY | OWNER | |
| BRODIE, TROY DALE | PRESIDENT | 1924559 |
| DELUCA, JAMES JOSEPH | VP, MARKETING | 5420948 |
| HERRON, SARAH SPARKS | CORPORATE SECRETARY | 6905684 |
| JOHNSON, JAY VINCENT | TREASURER | 6607547 |
| LOVELESS, MATTHEW WILLIAM | VP, AGENCY STRATEGY, TRAINING & TALENT ACQUISITION | 5657647 |
| LUEBBE, GREGORY MICHAEL | ASSISTANT VICE PRESIDENT | 2924719 |
| MCGRUDER, JILL TRIPP | DIRECTOR | 1221720 |
| MOURNE, DOUGLAS EDWARD | AVP, BROKERAGE OPERATIONS | 2999021 |
| NIEMEYER, JONATHAN DAVID | DIRECTOR | 5863603 |
| SCOTT, SHAWN MICHAEL | CHIEF COMPLIANCE OFFICER | 4673623 |
| STEARNS, TIMOTHY STEVEN | VP, COMPLIANCE OFFICER | 1327230 |
| WIEDENHEFT, TERRIE ANN | SENIOR VICE PRESIDENT AND CFO | 2619213 |
| WITTMAN, SCOTT JOSEPH | VP TAX | 7679752 |
| WUEBBLING, DONALD JOSEPH | DIRECTOR | 473438 |
Regulatory assets under management
| Total Number of Accounts | 655 |
| AUM (Assets Under Management) | $ 175,814,665 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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