SF
Steven Fishman
MINT ASSET MANAGEMENT LLC
NEW YORK, NY 10006
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CRD#: 2428781
SF
Professional summary
Steven Fishman, who also goes by Vyacheslav Fishman, is a registered financial advisor currently at MINT ASSET MANAGEMENT LLC located in New York, New York.
Steven is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1994. Steven has worked at 5 firms and has passed the Series 65, Series 63, Series 7 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Vyacheslav Fishman
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
(1) Savvy Investor LLC / Not investment related / Address: 55 Bank Street, Suite 4621, White Plains, NY 10606 / Nature: Marketing consulting services / Position: Partner 50% ownership / Start Date: 01/2012 / 15 hours per month / 0 hours during securities trading hours / Duties: Provide marketing services for financial firms and newsletter publishers with direct response marketing services (2) Green Earth Merchants LLC / Not investment related / Address: 42 Pamela Lane, Staten Island, NY 10304 / Nature: Credit card processing services - 100% owned by Danimax LLC / Start Date: 11/2011 / 5 hours per month / 0 hours during securities trading hours / Duties: Provide credit card processing services for businesses (3) Danimax LLC / Not investment related / Address: 42 Pamela Lane, Staten Island, NY 10304 / Nature: Holding company / Position: General Partner - 60% ownership / Start Date: 04/2008 / 5 hours per month / 0 hours during securities trading hours / Duties: Holding company that owns 50% Savvy Investor LLC and 100% of Green Earth Merchants, at this time it does not have any active business.
CRS (Client Relationship Summary) - RIA
Click below to view Steven Fishman's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
February 10, 2022 - Present
MINT ASSET MANAGEMENT LLC
Office #1: 165 Broadway 23rd Floor, New York, NY 10006RIA
CRD#: 315568
NEW YORK, NY
Past
November 26, 1999 - February 3, 2005
LEEB BROKERAGE SERVICES, INC.
BD
CRD#: 46195
NEW YORK, NY
Past
January 8, 1998 - February 5, 1999
BRIMBERG & CO.
BD
CRD#: 1315
NEW YORK, NY
Past
November 3, 1994 - January 30, 1996
WINDSOR BENNETT CAPITAL GROUP CORP.
BD
CRD#: 56
NEW YORK, NY
Past
March 28, 1994 - August 18, 1994
FLETCHER AND FARADAY, INC.
BD
CRD#: 29769
HEMPSTEAD, NY
Past
January 12, 1994 - March 28, 1994
WINDSOR BENNETT CAPITAL GROUP CORP.
BD
CRD#: 56
NEW YORK, NY
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
MA
MINT ASSET MANAGEMENT LLC
ASSET WISE ANALYTICS | MINT ASSET MANAGEMENT LLC | BRYAN PERRY'S PRIVATE CLIENTS
CRD#: 315568 / SEC#: 801-131025
RIA
Registered Investment Advisory firm - (9/5/2024 Approved)Connecticut
Registered Investment Advisory firm - (10/15/2024 Terminated)New Jersey
Registered Investment Advisory firm - (10/16/2024 Terminated)Virginia
Registered Investment Advisory firm - (10/2/2024 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
New Jersey(2/10/2022)
IAR
New York(9/11/2024)
IAR
Virginia(10/4/2022)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
Principal/Supervisory Exam
Current Firm
MA
MINT ASSET MANAGEMENT LLC
ASSET WISE ANALYTICS | MINT ASSET MANAGEMENT LLC | BRYAN PERRY'S PRIVATE CLIENTS
CRD#: 315568 / SEC#: 801-131025
RIA
Registered Investment Advisory firm - (9/5/2024 Approved)Connecticut
Registered Investment Advisory firm - (10/15/2024 Terminated)New Jersey
Registered Investment Advisory firm - (10/16/2024 Terminated)Virginia
Registered Investment Advisory firm - (10/2/2024 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
165 Broadway 23rd Floor, New York, NY 10006
Mailing Address
Phone number
(908) 777-1717
Established
Firm type
Fiscal year end
# of Employees
4
SEC notice filing (7 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 166 |
| AUM (Assets Under Management) | $ 56,533,036 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
