Steven J. Weil
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Steven Jay Weil was a registered financial professional .
Steven is a previously registered financial professional and started their career in finance in 1993. Steven had worked at 7 firms and has passed the SIE and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 27, 2010 - January 28, 2020
GROVE POINT INVESTMENTS, LLC
August 31, 2004 - September 10, 2010
NEXT FINANCIAL GROUP, INC.
December 2, 2003 - September 22, 2004
MONY SECURITIES CORPORATION
January 16, 2003 - December 2, 2003
TRUSTED SECURITIES ADVISORS CORP.
June 24, 1998 - January 15, 2003
1ST GLOBAL CAPITAL CORP.
March 22, 1996 - June 19, 1998
OSAIC WEALTH, INC.
December 1, 1993 - January 5, 1996
TRIPLE CHECK FINANCIAL SERVICES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
GROVE POINT INVESTMENTS, LLC
CRD#: 1763 / SEC#: 801-undefined, 8-31165
Contact information
FINRA licenses (4 States and Territories)
Disclosures
| Regulatory Event | 17 |
| Arbitration | 3 |
| Bond | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
