Justin J. Bradbury
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Justin James Bradbury, who also goes by Justin J Bradbury, was a registered financial professional .
Justin is a previously registered financial professional and started their career in finance in 1993. Justin had worked at 5 firms and has passed the Series 66, Series 63, SIE, Series 7, Series 6, Series 10 and Series 9 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 8, 2019 - January 10, 2022
FIDELITY PERSONAL AND WORKPLACE ADVISORS
January 2, 2019 - January 7, 2022
FIDELITY BROKERAGE SERVICES LLC
April 13, 2018 - November 30, 2018
USAA INVESTMENT SERVICES COMPANY
April 11, 2018 - November 30, 2018
USAA FINANCIAL ADVISORS, INC.
August 3, 2005 - October 5, 2017
STRATEGIC ADVISERS LLC
December 2, 1993 - October 4, 2017
FIDELITY BROKERAGE SERVICES LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
FIDELITY PERSONAL AND WORKPLACE ADVISORS
CRD#: 288590 / SEC#: 801-112027
Contact information
Documents
Regulatory assets under management
| Total Number of Accounts | 1,991,043 |
| AUM (Assets Under Management) | $ 818,776,100,963 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 08/22/2024 | ||
| 10/23/2023 | ||
| 01/06/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
