Stacy M. Kopach
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Stacy Michele Kopach, who also goes by Stacy M Baker, Stacy Michele Baker, Stacy Michele Danciu, Stacy Michele Danciu-kopach, was a registered financial professional .
Stacy is a previously registered financial professional and started their career in finance in 1994. Stacy had worked at 8 firms and has passed the Series 66, Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 2, 2020 - May 5, 2026
NATIONWIDE INVESTMENT ADVISORS, LLC
January 2, 2020 - May 5, 2026
NATIONWIDE INVESTMENT SERVICES CORPORATION
June 27, 2016 - October 28, 2019
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
June 16, 2016 - October 28, 2019
RAYMOND JAMES FINANCIAL SERVICES, INC.
October 6, 2008 - June 17, 2016
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
October 6, 2008 - June 17, 2016
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
December 18, 2007 - October 21, 2008
CITIGROUP GLOBAL MARKETS INC.
November 27, 2007 - October 21, 2008
CITIGROUP GLOBAL MARKETS INC.
July 4, 2001 - November 1, 2004
CITICORP INVESTMENT SERVICES
December 24, 1996 - May 10, 2001
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
October 28, 1994 - August 28, 1996
J.P. MORGAN SECURITIES LLC
Primary Firm SEC Registration
NATIONWIDE INVESTMENT ADVISORS, LLC
CRD#: 142373 / SEC#: 801-52664
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
NATIONWIDE INVESTMENT ADVISORS, LLC
CRD#: 142373 / SEC#: 801-52664
Contact information
SEC notice filing (52 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 270,365 |
| AUM (Assets Under Management) | $ 15,686,000,000 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/25/2024 | ||
| 01/26/2024 | ||
| 10/26/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
