Edward G. Newton

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CRD#: 2428624

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Edward Grant Newton, who also goes by Ted Newton, was a registered financial professional .

Edward is a previously registered financial professional and started their career in finance in 1994. Edward had worked at 4 firms and has passed the Series 66, Series 7 and Series 52 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Ted Newton

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

NEWTON & NEWTON, 311 S. WACKER DRIVE, CHICAGO, IL 60606. NON-INVESTMENT RELATED BUSINESS. MR. NEWTON ASSISTS WITH OFFICE RELATED DUTIES AT HIS FAMILY BUSINESS. NEWTON & NEWTON IS A FAMILY OFFICE BUSINESS. START DATE: AUGUST, 2005. POSITION TITLE: OFFICE MANAGER. MR. NEWTON DEVOTES APPROXIMATELY FIVE HOURS PER MONTH DURING SECURITIES TRADING HOURS. HIS DUTIES INCLUDE MANAGING FAMILY EXPENSES AND GENERAL OFFICE DUTIES.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

June 21, 2019 - March 28, 2025

NORTH SHORE PRIVATE ASSET MANAGEMENT, LLC

RIA

CRD#: 130132

LAKE FOREST, IL

Past

May 20, 1999 - August 23, 2005

MORGAN STANLEY DW INC.

RIA

CRD#: 7556

CHICAGO, IL

Past

September 21, 1998 - August 23, 2005

MORGAN STANLEY DW INC.

CRD#: 7556

PURCHASE, NY

Past

June 15, 1998 - August 14, 1998

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

NEW YORK, NY

Past

August 4, 1994 - May 28, 1998

HARTFIELD, TITUS & DONNELLY, LLC

CRD#: 7117

JERSEY CITY, NJ

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

NORTH SHORE PRIVATE ASSET MANAGEMENT, LLC

CRD#: 130132 / SEC#: 801-92175

RIA

Registered Investment Advisory firm - (4/17/2015 Approved)

Illinois

Registered Investment Advisory firm - (4/17/2015 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 6/23/1998

Uniform Combined State Law Examination

General Industry/Product Exam

Series 7

Date: 2/2/1998

General Securities Representative Examination

General Industry/Product Exam

Series 52

Date: 8/3/1994

Municipal Securities Representative Examination

Current Firm

NORTH SHORE PRIVATE ASSET MANAGEMENT, LLC

CRD#: 130132 / SEC#: 801-92175

RIA

Registered Investment Advisory firm - (4/17/2015 Approved)

Illinois

Registered Investment Advisory firm - (4/17/2015 Terminated)

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Contact information

Main Address

222 E. Wisconsin Ave Suite 102, Lake Forest, IL 60045

Mailing Address

Phone number

(888) 375-4918

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (2 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ADV PART 2A (3/29/2025)

Regulatory assets under management

Total Number of Accounts	428
AUM (Assets Under Management)	$ 474,527,989

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Edward G. Newton

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

NORTH SHORE PRIVATE ASSET MANAGEMENT, LLC

MORGAN STANLEY DW INC.

MORGAN STANLEY DW INC.

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

HARTFIELD, TITUS & DONNELLY, LLC

Primary Firm SEC Registration

NORTH SHORE PRIVATE ASSET MANAGEMENT, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 6/23/1998

Series 7

Date: 2/2/1998

Series 52

Date: 8/3/1994

Current Firm

NORTH SHORE PRIVATE ASSET MANAGEMENT, LLC

Contact information

SEC notice filing (2 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

NORTH SHORE PRIVATE ASSET MANAGEMENT, LLC

TRUST BUT VERIFY

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