Francis B. Dempsey
Professional summary
Francis Burke Dempsey, who also goes by Burke Dempsey, F Burke Dempsey, is a registered financial professional currently at WEDBUSH SECURITIES INC. located in Greenwich, Connecticut and WEDBUSH & CO., LLC located in New York, New York.
Francis is registered as a RR (Registered Representative) and started their career in finance in 1994. Francis has worked at 11 firms and has passed the Series 63, Series 99TO, Series 82TO, Series 79TO, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Francis Burke Dempsey's CRS (Customer Relationship Summary).
Certified licenses
Experience
September 9, 2016 - Present
WEDBUSH SECURITIES INC.
Office #2: 142 West 57th Street 12th Floor, New York, NY 10019January 22, 2024 - Present
WEDBUSH & CO., LLC
Office #1: 142 West 57th Street 12th Floor, New York, NY, 10019Office #2: 142 West 57th Street 12th Floor, New York, NY 10019November 4, 2015 - June 30, 2016
CRT CAPITAL GROUP LLC
June 10, 2015 - November 6, 2015
PICKWICK CAPITAL PARTNERS, LLC
July 27, 2011 - June 9, 2015
TOD'S POINT CAPITAL LLC
December 18, 2006 - April 5, 2011
CANTOR FITZGERALD & CO.
April 11, 2005 - November 22, 2006
PRESIDIO MERCHANT PARTNERS LLC
June 14, 2000 - April 23, 2003
UBS SECURITIES LLC
October 5, 1999 - November 22, 2000
FBR INVESTMENT SERVICES, INC.
September 16, 1997 - October 11, 1999
B. RILEY SECURITIES, INC.
January 17, 1994 - September 15, 1997
MONTGOMERY SECURITIES
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(1/3/2022)
(9/9/2016)
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(12/13/2022)
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(1/3/2022)
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(12/16/2022)
(1/3/2022)
(12/13/2022)
(1/22/2024)
(1/3/2022)
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Exams
Series 99TO
Date: 2/16/2023
Operations Professional ExaminationSeries 82TO
Date: 1/9/2023
Limited Representative-Private Securities OfferingsSeries 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationBOX Exchange LLC
Cboe BYX Exchange, Inc.
Cboe BZX Exchange, Inc.
Cboe C2 Exchange, Inc.
Cboe EDGA Exchange, Inc.
Cboe EDGX Exchange, Inc.
Cboe Exchange, Inc.
FINRA
Investors' Exchange LLC
MIAX Sapphire
Miami International Securities Exchange, LLC
NYSE American LLC
NYSE Arca, Inc.
NYSE Texas, Inc.
Nasdaq BX, Inc.
Nasdaq GEMX, LLC
Nasdaq ISE, LLC
Nasdaq MRX, LLC
Nasdaq PHLX LLC
Nasdaq Stock Market
New York Stock Exchange
Current Firm
WEDBUSH & CO., LLC
CRD#: 328492 / SEC#: , 8-71158
Contact information
FINRA licenses (20 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| WEDBUSH FINANCIAL SERVICES, LLC | SOLE MEMBER | |
| BILLINGS, DANIEL ERIC | MANAGER | 4568232 |
| BULGER, MARK ANDREW | CCO | 5063497 |
| DEMPSEY, FRANCIS BURKE | PRESIDENT | 2428325 |
| DRUCH, ANDREW WALTER | MANAGER AND GENERAL COUNSEL | 1688071 |
| HULTGREN, DONALD WAYNE | MANAGER | 1475369 |
| KIRKMAN, SAMANTHA | CFO, PFO, COO & POO | 6892438 |
| WEDBUSH, GARY LANCE | MANAGER | 2234455 |
Red Flags
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