Thomas Daniel Mcclintock
Professional Summary
Thomas Daniel Mcclintock, who also goes by Thomas Mcclintock, is a registered financial advisor currently at 3PE ADVISORS located in Dallas, Texas. Thomas is registered as a RR (Registered Representative) and started their career in finance in 1993. Thomas has worked at 4 firms and has passed the Series 63, SIE, Series 82, Series 79 and Series 6 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Thomas Mcclintock
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Videos & Posts
This advisor has not added any videos or posts yet.
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Contact Information
This advisor has not claimed their profile yet, so there is no contact information to display at this time.
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Disclosures on record.
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Years of Experience
32 years in the financial services industry
Current & Past Employments
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Current Firm
3P ENERGY ADVISORS LLC | SPEYSIDE ADVISORS, LLC | 3PE ADVISORS
Contact Information
Main Address
1910 Pacific Avenue, Ste 14183, Dallas, TX 75201Mailing Address
1910 Pacific Avenue, Ste 14183, Dallas, TX 75201Phone Number
(972) 645-3250Established
Texas since 05/12/2017Firm Type
Limited Liability CompanyFiscal Year End
DecemberFirm Size
SmallFINRA licenses (1 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Documents
Direct owners and executive officers
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
(5/17/2019)
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 82 — Limited Representative-Private Securities Offerings
Passed Aug 2015About the Series 82 examSeries 79 — Investment Banking Registered Representative Examination
Passed May 2015About the Series 79 examSeries 6 — Investment Company Products/Variable Contracts Representative Examination
Passed Dec 1993About the Series 6 examSRO Registrations
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CRS (Client Relationship Summary) - BD
Click below to view Thomas Daniel Mcclintock's CRS (Customer Relationship Summary).
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