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Thomas D. Mcclintock

3PE ADVISORS
Dallas, TX 75201
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CRD#: 2428291
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Professional summary


Thomas Daniel Mcclintock, who also goes by Thomas Mcclintock, is a registered financial professional currently at 3PE ADVISORS located in Dallas, Texas.

Thomas is registered as a RR (Registered Representative) and started their career in finance in 1993. Thomas has worked at 4 firms and has passed the Series 63, SIE, Series 82, Series 79 and Series 6 exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
No

Aliases


Thomas Mcclintock

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary) - BD


Click below to view Thomas Daniel Mcclintock's CRS (Customer Relationship Summary).

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Current

May 17, 2019 - Present

3PE ADVISORS

Office #1: 1910 Pacific Avenue, Suite 14183, Dallas, TX 75201
BD
CRD#: 290234
Dallas, TX
Past

January 9, 2017 - May 16, 2019

STILLPOINT CAPITAL, LLC

BD
CRD#: 133146
TAMPA, FL
Past

May 28, 2015 - November 4, 2016

INDEPENDENT INVESTMENT BANKERS, CORP.

BD
CRD#: 154134
AUSTIN, TX
Past

December 23, 1993 - February 1, 1994

WOODBURY FINANCIAL SERVICES, INC.

BD
CRD#: 421

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Texas
(5/17/2019)

Exams


State Security Law Exam
RR
Series 63
Date: 2/13/2015
Uniform Securities Agent State Law Examination
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA

Current Firm


3A
3PE ADVISORS
3P ENERGY ADVISORS LLC | SPEYSIDE ADVISORS, LLC | 3PE ADVISORS

CRD#: 290234 / SEC#: , 8-70023

BD
Broker-Dealer Firm Regulated by FINRA (Dallas district office)
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Contact information


Main Address
1910 Pacific Avenue, Ste 14183, Dallas, TX 75201
Mailing Address
1910 Pacific Avenue, Ste 14183, Dallas, TX 75201
Phone number
(972) 645-3250
Established
Texas since 05/12/2017
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (1 States and Territories)


Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents


Direct owners and executive officers


NamePositionCRD#
3P ENERGY CAPITAL LLCMEMBER
KITCHENS, CHRISTINA VANESSACEO7632708
LATIMER, JAMES ROBERT IIICFO, FINOP4462115
TAYLOR, MICHAEL PEREZPRESIDENT, CCO4131002

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


3PE ADVISORS

CRD#: 290234Dallas, TX 75201

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