Stephen M. Engels

CMG WEALTH MANAGEMENT

Plano, TX 75093

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CRD#: 2428248

Professional summary

Stephen Mark Engels, CFP®, who also goes by Stephen Mark Engels, Stephen Engels, Steve Engels, is a registered financial advisor currently at CMG WEALTH MANAGEMENT located in Plano, Texas and PURSHE KAPLAN STERLING INVESTMENTS located in Plano, Texas.

Stephen is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1993. Stephen has worked at 8 firms and has passed the Series 65, Series 63, Series 99TO, SIE, Series 31, Series 7 and Series 24 exams.

Question & Answer

What are your service offerings?

Comprehensive Financial Planni...

Tax Planning

Insurance Planning

Retirement Planning

Investment Planning

Estate Planning

Are you a "fiduciary"?

Yes

Aliases

Stephen Mark Engels | Stephen Engels | Steve Engels

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) TRUSTEE FOR MOTHER & FATHER FAMILY INSURANCE TRUST, INV RELATED, PLANO, TX, START: 9/2003, 1 HOUR PER MONTH/0 DURING TRADING. 2)SME GLOBAL HOLDINGS LLC, INV RELATED, PLANO, TX, 100% OWNERSHIP, START 8/3/2018, 1 HOUR PER MONTH, ZERO DURING TRADING, FINET PRACTICE. 3)CMG GLOBAL HOLDINGS LLC D/B/A CMG Wealth Management, INV RELATED, PLANO, TX, 100% OWNERSHIP, START 6/19/2018, 3 HOURS PER MONTH, ZERO DURING TRADING, FINET PRACTICE. 4) FIXED INSURANCE. INVESTMENT RELATED. LOCATED AT 2500 DALLAS PARKWAY, SUITE 400, PLANO TX 75093. INSURANCE NEEDS FOR CLIENTS. TITLE IS AGENT. 20 HRS/MO DEVOTED - 20 DURING TRADING. DUTIES ARE SALES OF FIXED/TRADITIONAL INSURANCE PRODUCTS TO CLIENTS. 5). PURSHE KAPLAN STERLING INVESTMENTS; INVESTMENT RELATED; LOCATED AT 2500 DALLAS PARKWAY, SUITE 400, PLANO TX 75093. REGISTERED REPRESENTATIVE. TITLE IS REGISTERED REPRESENTATIVE. 4 HRS/MO DEVOTED - 4 DURING TRADING. DUTIES EFFECT SECURTIIES TRANSACTIONS.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Stephen Mark Engels's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2006

Experience

Current

April 28, 2020 - Present

CMG WEALTH MANAGEMENT

Office #1: 2500 Dallas Parkway, Suite 400, Plano, TX 75093

RIA

CRD#: 307513

Plano, TX

Current

September 16, 2020 - Present

PURSHE KAPLAN STERLING INVESTMENTS

Office #1: 2500 Dallas Parkway Ste. 400, Plano, TX 75093

CRD#: 35747

Plano, TX

Past

September 20, 2018 - May 20, 2020

WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC

RIA

CRD#: 11025

PLANO, TX

Past

September 20, 2018 - May 20, 2020

WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC

CRD#: 11025

PLANO, TX

Past

May 25, 2007 - September 20, 2018

WELLS FARGO CLEARING SERVICES, LLC

RIA

CRD#: 19616

PLANO, TX

Past

May 25, 2007 - September 20, 2018

WELLS FARGO CLEARING SERVICES, LLC

CRD#: 19616

PLANO, TX

Past

August 14, 2000 - June 11, 2007

UBS FINANCIAL SERVICES INC.

RIA

CRD#: 8174

ADDISON, TX

Past

August 14, 2000 - June 11, 2007

UBS FINANCIAL SERVICES INC.

CRD#: 8174

ADDISON, TX

Past

October 30, 1998 - August 14, 2000

J.C. BRADFORD & CO.

CRD#: 1287

NEW YORK, NY

Past

May 22, 1995 - November 2, 1998

HILLTOP SECURITIES INC.

CRD#: 6220

DALLAS, TX

Past

December 20, 1993 - June 6, 1995

BARRE & COMPANY, INCORPORATED

CRD#: 8342

DALLAS, TX

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

CMG WEALTH MANAGEMENT

CMG GLOBAL HOLDINGS, LLC | COURSE MADE GOOD WEALTH MANAGEMENT | CMG WEALTH MANAGEMENT

CRD#: 307513 / SEC#: 801-118163

RIA

Registered Investment Advisory firm - (3/6/2020 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Arizona
(12/23/2020)

IAR

California
(4/28/2020)

California
(9/17/2020)

IAR

Florida
(5/1/2020)

IAR

Louisiana
(4/28/2020)

IAR

Texas
(4/28/2020)

Texas
(12/23/2020)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 65

Date: 12/13/1999

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 12/29/1993

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 99TO

Date: 1/2/2023

Operations Professional Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 31

Date: 9/8/2004

Futures Managed Funds Examination

General Industry/Product Exam

Series 7

Date: 12/18/1993

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 11/28/2018

General Securities Principal Examination

SRO Registrations

FINRA

Current Firm

CMG WEALTH MANAGEMENT

CMG GLOBAL HOLDINGS, LLC | COURSE MADE GOOD WEALTH MANAGEMENT | CMG WEALTH MANAGEMENT

CRD#: 307513 / SEC#: 801-118163

RIA

Registered Investment Advisory firm - (3/6/2020 Approved)

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Contact information

Main Address

2500 Dallas Parkway, Suite 400, Plano, TX 75093

Mailing Address

Phone number

(469) 729-7084

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (5 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ADV PART 2A - FIRM BROCHURE - CMG WEALTH MANAGEMENT (1/31/2025)

Regulatory assets under management

Total Number of Accounts	648
AUM (Assets Under Management)	$ 342,313,013

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Contact information

xxxxx@xxxx.xxx

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Advisor Monitoring

Firm Stability Insights

Stephen M. Engels

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Stephen Mark Engels's CRS (Customer Relationship Summary).

Certified licenses

Experience

PURSHE KAPLAN STERLING INVESTMENTS

WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC

WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC

WELLS FARGO CLEARING SERVICES, LLC

WELLS FARGO CLEARING SERVICES, LLC

UBS FINANCIAL SERVICES INC.

UBS FINANCIAL SERVICES INC.

J.C. BRADFORD & CO.

HILLTOP SECURITIES INC.

BARRE & COMPANY, INCORPORATED

Primary Firm SEC Registration

CMG WEALTH MANAGEMENT

State Registrations and Notice Filings

Exams

Series 65

Date: 12/13/1999

Series 63

Date: 12/29/1993

Series 99TO

Date: 1/2/2023

SIE

Date: 10/1/2018

Series 31

Date: 9/8/2004

Series 7

Date: 12/18/1993

Series 24

Date: 11/28/2018

FINRA

Current Firm

CMG WEALTH MANAGEMENT

Contact information

SEC notice filing (5 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

CMG WEALTH MANAGEMENT

TRUST BUT VERIFY

Contact information

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