Stephen Mark Engels
CFP®Professional Summary
Stephen Mark Engels, CFP®, who also goes by Stephen Mark Engels, Stephen Engels, Steve Engels, is a registered financial advisor currently at CMG WEALTH MANAGEMENT located in Plano, Texas and PURSHE KAPLAN STERLING INVESTMENTS located in Plano, Texas. Stephen is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1993. Stephen has worked at 8 firms and has passed the Series 65, Series 63, Series 99TO,...
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Services Offered
- Comprehensive Financial Planning
- Tax Planning
- Insurance Planning
- Retirement Planning
- Investment Planning
- Estate Planning
Other Aliases
Stephen Mark Engels, Stephen Engels, Steve Engels
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Videos & Posts
This advisor has not added any videos or posts yet.
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Contact Information
xxxxx@xxxx.xxx
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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
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Credentials
Years of Experience
32 years in the financial services industry
Current & Past Employments
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Current Firm
CMG GLOBAL HOLDINGS, LLC | COURSE MADE GOOD WEALTH MANAGEMENT | CMG WEALTH MANAGEMENT
Contact Information
Main Address
2500 Dallas Parkway, Suite 400, Plano, TX 75093Phone Number
(469) 729-7084# of Employees
5SEC notice filing (6 States and Territories)
Registered to provide investment advisory services in 6 US states and territories.
Documents
Part 2 Brochures
Regulatory Assets Under Management
Total Number of Accounts
674AUM (Assets Under Management)
$379,373,540Similar Advisors
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
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Primary Firm SEC Registration
CMG GLOBAL HOLDINGS, LLC | COURSE MADE GOOD WEALTH MANAGEMENT | CMG WEALTH MANAGEMENT
State Registrations and Notice Filings
(12/23/2020)
(4/28/2020)
(9/17/2020)
(5/1/2020)
(4/28/2020)
(4/28/2020)
(12/23/2020)
Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.Note:This rule does not apply to broker-dealer activity.
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
SRO Registrations
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CRS (Client Relationship Summary) - RIA
Click below to view Stephen Mark Engels's CRS (Customer Relationship Summary).
Services Offered by Stephen
- Comprehensive Financial Planning
- Tax Planning
- Insurance Planning
- Retirement Planning
- Investment Planning
- Estate Planning
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