Randall A. Beardsley

XCEL WEALTH MANAGEMENT

Holly Hill, FL 32117

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CRD#: 2428232

Professional summary

Randall Andrew Beardsley II, who also goes by Randall A II Beardsley, is a registered financial advisor currently at XCEL WEALTH MANAGEMENT, LLC located in Holly Hill, Florida.

Randall is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1994. Randall has worked at 7 firms and has passed the Series 66, Series 63, SIE, Series 7, Series 6 and Series 26 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Randall A Ii Beardsley

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

05/2017 to Present -- Independent insurance agent. This is an investment-related business activity selling various insurance related products. Spends approximately 5-hours a month during business trading hours servicing the needs of insurance clients.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Randall Andrew Beardsley II's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

June 2, 2017 - Present

XCEL WEALTH MANAGEMENT, LLC

Office #1: 101 2nd Street Suite 402, Holly Hill, FL 32117

RIA

CRD#: 158863

Holly Hill, FL

Past

May 5, 2017 - August 16, 2019

PURSHE KAPLAN STERLING INVESTMENTS

CRD#: 35747

Holly Hill, FL

Past

August 24, 2016 - April 24, 2017

TRUIST ADVISORY SERVICES, INC.

RIA

CRD#: 283390

DAYTONA BEACH SHORES, FL

Past

August 9, 2006 - December 31, 2016

TRUIST INVESTMENT SERVICES, INC.

RIA

CRD#: 17499

DAYTONA BEACH SHORES, FL

Past

July 24, 2006 - April 24, 2017

TRUIST INVESTMENT SERVICES, INC.

CRD#: 17499

DAYTONA BEACH SHORES, FL

Past

June 19, 2006 - July 17, 2006

CUNA BROKERAGE SERVICES, INC.

RIA

CRD#: 13941

ORLANDO, FL

Past

March 15, 1996 - July 17, 2006

CUNA BROKERAGE SERVICES, INC.

CRD#: 13941

ORLANDO, FL

Past

February 3, 1994 - March 29, 1996

JOHN HANCOCK MUTUAL LIFE INSURANCE COMPANY

CRD#: 5181

BOSTON, MA

Past

February 3, 1994 - March 29, 1996

SIGNATOR INVESTORS, INC.

CRD#: 468

BOSTON, MA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

XCEL WEALTH MANAGEMENT, LLC

CRD#: 158863 / SEC#: 801-113826

RIA

Registered Investment Advisory firm - (8/13/2018 Approved)

Florida

Registered Investment Advisory firm - (9/26/2018 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Florida
(6/2/2017)

IAR

Texas
(10/22/2019)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 6/15/2006

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 11/10/1998

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 9/3/1996

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 1/7/1994

Investment Company Products/Variable Contracts Representative Examination

Principal/Supervisory Exam

Series 26

Date: 7/23/2007

Investment Company Products/Variable Contracts Principal Examination

Current Firm

XCEL WEALTH MANAGEMENT, LLC

CRD#: 158863 / SEC#: 801-113826

RIA

Registered Investment Advisory firm - (8/13/2018 Approved)

Florida

Registered Investment Advisory firm - (9/26/2018 Terminated)

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Contact information

Main Address

101 2nd Street Suite 402, Holly Hill, FL 32117

Mailing Address

Phone number

(386) 872-3440

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (2 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

DISCLOSURE BROCHURE (2/21/2025)

Regulatory assets under management

Total Number of Accounts	886
AUM (Assets Under Management)	$ 457,587,766

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Randall A. Beardsley

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Randall Andrew Beardsley II's CRS (Customer Relationship Summary).

Certified licenses

Experience

PURSHE KAPLAN STERLING INVESTMENTS

TRUIST ADVISORY SERVICES, INC.

TRUIST INVESTMENT SERVICES, INC.

TRUIST INVESTMENT SERVICES, INC.

CUNA BROKERAGE SERVICES, INC.

CUNA BROKERAGE SERVICES, INC.

JOHN HANCOCK MUTUAL LIFE INSURANCE COMPANY

SIGNATOR INVESTORS, INC.

Primary Firm SEC Registration

XCEL WEALTH MANAGEMENT, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 6/15/2006

Series 63

Date: 11/10/1998

SIE

Date: 10/1/2018

Series 7

Date: 9/3/1996

Series 6

Date: 1/7/1994

Series 26

Date: 7/23/2007

Current Firm

XCEL WEALTH MANAGEMENT, LLC

Contact information

SEC notice filing (2 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

XCEL WEALTH MANAGEMENT, LLC

TRUST BUT VERIFY

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