Joe T. Chung
Professional summary
Joe Tso Chung, who also goes by Joe Tso Chung, Tso Kin Chung, is a registered financial advisor currently at ADVISIFI LLC located in Henderson, Nevada and INVESTIFI SECURITIES LLC located in St Petersburg, Florida.
Joe is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1993. Joe has worked at 17 firms and has passed the Series 63, Series 22TO, Series 52TO, Series 99TO, SIE, Series 7, Series 14, Series 53, Series 4 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Joe Tso Chung's CRS (Customer Relationship Summary).
Certified licenses
Experience
October 31, 2025 - Present
ADVISIFI LLC
October 31, 2025 - Present
INVESTIFI SECURITIES LLC
Office #1: 136 4th Street North Suite 201, St Petersburg, FL 33701August 8, 2024 - October 9, 2025
SOFI SECURITIES LLC
December 14, 2021 - January 19, 2024
ST INVEST LLC
April 2, 2019 - March 11, 2020
INTREPID INVESTMENT BANKERS LLC
June 12, 2014 - June 22, 2021
U.S. BANCORP ADVISORS, LLC
July 22, 2013 - June 6, 2014
GOTTEX BROKERS ALTERNATIVE USA INC.
April 5, 2013 - July 16, 2013
STOCKPILE INVESTMENTS, INC.
December 10, 2012 - March 5, 2013
ALLY INVEST SECURITIES LLC
September 25, 2006 - January 10, 2013
ZECCO TRADING, INC.
February 15, 2005 - November 14, 2005
UCB INVESTMENT SERVICES, INC.
July 17, 2001 - February 11, 2005
SINOPAC FINANCIAL SERVICES (USA) LTD.
November 4, 1999 - June 28, 2001
NATIONAL CLEARING CORP.
May 11, 1999 - September 16, 1999
NATIONAL CLEARING CORP.
September 10, 1997 - December 31, 1998
STOCKS 4 LESS, INC.
August 29, 1997 - March 8, 1999
NATIONAL CLEARING CORP.
March 29, 1996 - September 17, 1996
ALEX. BROWN & SONS INCORPORATED
June 30, 1995 - July 18, 1995
KENNEDY, CABOT & CO.
December 22, 1993 - November 29, 1994
INTERFIRST CAPITAL CORPORATION
Primary Firm SEC Registration
ADVISIFI LLC
CRD#: 332477 / SEC#: 801-130953
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
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Exams
Series 22TO
Date: 8/8/2024
Direct Participation Programs Representative ExaminationSeries 52TO
Date: 1/2/2023
Municipal Securities Representative ExaminationSeries 99TO
Date: 1/2/2023
Operations Professional ExaminationFINRA
Current Firm
ADVISIFI LLC
CRD#: 332477 / SEC#: 801-130953
Contact information
SEC notice filing (53 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 145 |
| AUM (Assets Under Management) | $ 1,768,259 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
