Jeffery A. Starkman
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Jeffery Alan Starkman, who also goes by Jeff Starkman, was a registered financial professional .
Jeffery is a previously registered financial professional and started their career in finance in 1994. Jeffery had worked at 9 firms and has passed the Series 65, Series 63, Series 7, Series 6 and Series 26 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 22, 2006 - December 17, 2013
VAN CLEMENS & CO. INCORPORATED
June 6, 2005 - September 22, 2005
FELTL & COMPANY
October 22, 2004 - June 6, 2005
LPL FINANCIAL LLC
July 1, 2003 - October 4, 2004
WELLS FARGO CLEARING SERVICES, LLC
October 26, 1998 - July 1, 2003
PRUDENTIAL EQUITY GROUP, LLC
August 25, 1998 - October 30, 1998
IDS LIFE INSURANCE COMPANY
August 25, 1998 - October 30, 1998
AMERIPRISE FINANCIAL SERVICES, LLC
December 9, 1997 - August 12, 1998
SECURITIES AMERICA, INC.
January 1, 1994 - October 28, 1997
PFS INVESTMENTS INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
VAN CLEMENS & CO. INCORPORATED
CRD#: 6914 / SEC#: , 8-18414
Contact information
FINRA licenses (40 States and Territories)
Disclosures
| Regulatory Event | 7 |
| Arbitration | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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