Timothy J. Mccooey
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Timothy Joyce Mccooey, who also goes by Timothy Mccooey, was a registered financial professional .
Timothy is a previously registered financial professional and started their career in finance in 2000. Timothy had worked at 15 firms and has passed the Series 63, Series 3, SIE, Series 79 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 24, 2022 - December 12, 2024
QUANTITATIVE BROKERS, LLC
September 2, 2021 - June 13, 2022
GTS SECURITIES LLC
August 13, 2021 - June 17, 2022
MISCHLER FINANCIAL GROUP, INC.
October 25, 2017 - May 12, 2020
POTAMUS TRADING, LLC
July 22, 2014 - September 20, 2017
SENAHILL SECURITIES, LLC
June 17, 2013 - July 18, 2014
CITIGROUP GLOBAL MARKETS INC.
March 10, 2011 - April 19, 2013
NEWEDGE USA, LLC
December 15, 2008 - December 17, 2010
ARCHIPELAGO TRADING SERVICES, INC.
December 15, 2008 - December 17, 2010
ARCHIPELAGO SECURITIES L.L.C.
March 6, 2007 - October 14, 2008
SUSQUEHANNA FINANCIAL GROUP, LLLP
June 19, 2006 - January 12, 2007
WESTMINSTER SECURITIES CORPORATION
January 10, 2006 - June 13, 2006
CRT CAPITAL GROUP LLC
February 11, 2003 - April 6, 2004
INSTITUTIONAL DIRECT INC.
September 11, 2002 - June 12, 2003
THE GRISWOLD COMPANY, INCORPORATED
January 29, 2002 - June 10, 2002
GLEACHER & COMPANY SECURITIES, INC.
October 1, 2000 - January 22, 2002
THE GRISWOLD COMPANY, INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
QUANTITATIVE BROKERS, LLC
CRD#: 169876 / SEC#: , 8-69396
Contact information
FINRA licenses (1 States and Territories)
Documents
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
