Victor S. Curtis

MFS INSTITUTIONAL ADVISORS

Cincinnati, OH

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CRD#: 2428075

Professional summary

Victor S Curtis, CFA, who also goes by VIctor Steven Curtis, Victor Curtis, is a registered financial advisor currently at MFS INSTITUTIONAL ADVISORS INC. located in Cincinnati, Ohio and MFS FUND DISTRIBUTORS, INC. located in Boston, Massachusetts.

Victor is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1997. Victor has worked at 4 firms and has passed the Series 63, Series 65, Series 22TO, SIE, Series 7, Series 6, Series 2, Series 24, Series 51 and Series 26 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Victor Steven Curtis | Victor Curtis

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Victor S Curtis's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFA

Chartered Financial Analyst

Experience

Current

July 30, 2009 - Present

MFS INSTITUTIONAL ADVISORS INC.

RIA

CRD#: 107144

Cincinnati, OH

Current

July 7, 2009 - Present

MFS FUND DISTRIBUTORS, INC.

Office #1: 111 Huntington Avenue, Boston, MA 02199

CRD#: 31052

Boston, MA

Past

March 11, 2008 - June 23, 2009

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

RIA

CRD#: 7691

CINCINNATI, OH

Past

March 11, 2008 - June 23, 2009

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

CINCINNATI, OH

Past

March 12, 2003 - March 11, 2008

MFS INSTITUTIONAL ADVISORS INC.

RIA

CRD#: 107144

BOSTON, MA

Past

November 16, 2000 - March 11, 2008

MFS FUND DISTRIBUTORS, INC.

CRD#: 31052

CINCINNATI, OH

Past

April 16, 1997 - November 22, 2000

2480 SECURITIES LLC

CRD#: 41964

DAYTON, OH

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

MFS INSTITUTIONAL ADVISORS INC.

CRD#: 107144 / SEC#: 801-46433

RIA

Registered Investment Advisory firm - (5/6/1994 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Alabama
(7/7/2009)

Alaska
(7/7/2009)

Arizona
(7/7/2009)

Arkansas
(7/7/2009)

California
(7/7/2009)

Colorado
(7/7/2009)

Connecticut
(7/7/2009)

Delaware
(7/7/2009)

District of Columbia
(7/7/2009)

Florida
(7/7/2009)

Georgia
(7/7/2009)

Hawaii
(7/7/2009)

Idaho
(7/7/2009)

Illinois
(7/7/2009)

Indiana
(7/7/2009)

Iowa
(7/7/2009)

Kansas
(7/7/2009)

Kentucky
(7/7/2009)

Louisiana
(7/7/2009)

Maine
(7/7/2009)

Maryland
(7/7/2009)

Massachusetts
(7/7/2009)

IAR

Massachusetts
(7/30/2009)

Michigan
(7/7/2009)

Minnesota
(7/7/2009)

Mississippi
(7/7/2009)

Missouri
(7/7/2009)

Montana
(7/7/2009)

Nebraska
(7/7/2009)

Nevada
(7/7/2009)

New Hampshire
(7/7/2009)

New Jersey
(7/7/2009)

New Mexico
(7/7/2009)

New York
(7/7/2009)

North Carolina
(7/7/2009)

North Dakota
(7/7/2009)

Ohio
(7/7/2009)

Oklahoma
(7/7/2009)

Oregon
(7/7/2009)

Pennsylvania
(7/7/2009)

Puerto Rico
(7/7/2009)

Rhode Island
(7/7/2009)

South Carolina
(7/7/2009)

South Dakota
(7/7/2009)

Tennessee
(7/7/2009)

Texas
(7/7/2009)

Utah
(7/7/2009)

Vermont
(7/7/2009)

Virgin Islands
(7/7/2009)

Virginia
(7/7/2009)

Washington
(7/7/2009)

West Virginia
(7/7/2009)

Wisconsin
(7/7/2009)

Wyoming
(7/7/2009)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

Series 63

Date: 8/14/1997

Uniform Securities Agent State Law Examination

State Security Law Exam

IAR

Series 65

Date: 11/18/1993

Uniform Investment Adviser Law Examination

General Industry/Product Exam

Series 22TO

Date: 1/2/2023

Direct Participation Programs Representative Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 7/19/1999

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 2/13/1997

Investment Company Products/Variable Contracts Representative Examination

General Industry/Product Exam

Series 2

Date: 12/3/1993

Non-Member General Securities Examination

Principal/Supervisory Exam

Series 24

Date: 10/10/2014

General Securities Principal Examination

Principal/Supervisory Exam

Series 51

Date: 8/16/2006

Municipal Fund Securities Principal Examination

Principal/Supervisory Exam

Series 26

Date: 6/6/1997

Investment Company Products/Variable Contracts Principal Examination

SRO Registrations

FINRA

Current Firm

MFS INSTITUTIONAL ADVISORS INC.

CRD#: 107144 / SEC#: 801-46433

RIA

Registered Investment Advisory firm - (5/6/1994 Approved)

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Contact information

Main Address

111 Huntington Avenue, Boston, MA 02199-7618

Mailing Address

Phone number

(617) 954-5000

Established

Firm type

Fiscal year end

# of Employees

1,331

SEC notice filing (53 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

MFSI BROCHURE (9/26/2025)

SUMMARY OF MATERIAL CHANGES (3/31/2025)

Regulatory assets under management

Total Number of Accounts	10,260
AUM (Assets Under Management)	$ 111,845,233,320

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Contact information

xxxxx@xxxx.xxx

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Firm Stability Insights

Victor S. Curtis

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Victor S Curtis's CRS (Customer Relationship Summary).

Certified licenses

Experience

MFS FUND DISTRIBUTORS, INC.

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

MFS INSTITUTIONAL ADVISORS INC.

MFS FUND DISTRIBUTORS, INC.

2480 SECURITIES LLC

Primary Firm SEC Registration

MFS INSTITUTIONAL ADVISORS INC.

State Registrations and Notice Filings

Exams

Series 63

Date: 8/14/1997

Series 65

Date: 11/18/1993

Series 22TO

Date: 1/2/2023

SIE

Date: 10/1/2018

Series 7

Date: 7/19/1999

Series 6

Date: 2/13/1997

Series 2

Date: 12/3/1993

Series 24

Date: 10/10/2014

Series 51

Date: 8/16/2006

Series 26

Date: 6/6/1997

FINRA

Current Firm

MFS INSTITUTIONAL ADVISORS INC.

Contact information

SEC notice filing (53 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

MFS INSTITUTIONAL ADVISORS INC.

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Contact information

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