Victor S Curtis
CFAProfessional Summary
Victor S Curtis, CFA, who also goes by VIctor Steven Curtis, Victor Curtis, is a registered financial advisor currently at MFS INSTITUTIONAL ADVISORS INC. located in Cincinnati, Ohio and MFS FUND DISTRIBUTORS, INC. located in Boston, Massachusetts. Victor is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1997. Victor has worked at 4 firms and has passed the Series 63, Series 65, Series 22TO, SIE,...
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Victor Steven Curtis, Victor Curtis
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Videos & Posts
This advisor has not added any videos or posts yet.
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Contact Information
xxxxx@xxxx.xxx
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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
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Credentials
Years of Experience
33 years in the financial services industry
Current & Past Employments
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Current Firm
MFS INSTITUTIONAL ADVISORS INC.
Contact Information
Main Address
111 Huntington Avenue, Boston, MA 02199-7618Phone Number
(617) 954-5000# of Employees
1,311SEC notice filing (53 States and Territories)
Registered to provide investment advisory services in 53 US states and territories.
Documents
Part 2 Brochures
Regulatory Assets Under Management
Total Number of Accounts
13,555AUM (Assets Under Management)
$113,585,882,234Similar Advisors
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Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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Primary Firm SEC Registration
MFS INSTITUTIONAL ADVISORS INC.
State Registrations and Notice Filings
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Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.Note:This rule does not apply to broker-dealer activity.
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 22TO — Direct Participation Programs Representative Examination
Passed Jan 2023About the Series 22TO examSeries 6 — Investment Company Products/Variable Contracts Representative Examination
Passed Feb 1997About the Series 6 examSeries 2 — Non-Member General Securities Examination
Passed Dec 1993Series 26 — Investment Company Products/Variable Contracts Principal Examination
Passed Jun 1997About the Series 26 examSRO Registrations
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CRS (Client Relationship Summary) - RIA
Click below to view Victor S Curtis's CRS (Customer Relationship Summary).
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