James Craig Krinbring
Professional Summary
James Craig Krinbring is a registered financial advisor currently at B. RILEY SECURITIES, INC. located in Greenbrae, California. James is registered as a RR (Registered Representative) and started their career in finance in 1998. James has worked at 5 firms and has passed the Series 63, Series 79TO, SIE, Series 7 and Series 24 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
There are no additional aliases reported.
Similar Advisors
CAPITAL CLIENT GROUP, INC.
LPL FINANCIAL LLC
STONEX FINANCIAL INC.
SINGH PWM LLC
Videos & Posts
This advisor has not added any videos or posts yet.
Similar Advisors
CAPITAL CLIENT GROUP, INC.
LPL FINANCIAL LLC
STONEX FINANCIAL INC.
SINGH PWM LLC
Contact Information
This advisor has not claimed their profile yet, so there is no contact information to display at this time.
Similar Advisors
CAPITAL CLIENT GROUP, INC.
LPL FINANCIAL LLC
STONEX FINANCIAL INC.
SINGH PWM LLC
Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
Similar Advisors
CAPITAL CLIENT GROUP, INC.
LPL FINANCIAL LLC
STONEX FINANCIAL INC.
SINGH PWM LLC
Years of Experience
28 years registered in the securities industry
Current & Past Employments
Current
Past
Similar Advisors
CAPITAL CLIENT GROUP, INC.
LPL FINANCIAL LLC
STONEX FINANCIAL INC.
SINGH PWM LLC
Current Firm
B. RILEY FBR, INC. | FRIEDMAN, BILLINGS, RAMSEY & CO., INC. | FBR CAPITAL MARKETS & CO. | B. RILEY SECURITIES, INC.
Contact Information
Main Address
1655 Fort Myer Drive Suite 1200, Arlington, VA 22209Mailing Address
1655 Fort Myer Drive Suite 1200, Arlington, VA 22209Phone Number
(310) 966-1444Established
Delaware since 06/16/1989Firm Type
CorporationFiscal Year End
DecemberFirm Size
MediumFINRA licenses (53 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| B. RILEY SECURITIES HOLDINGS, INC. | DIRECT PARENT | — |
| MCNICOLL, PATRICE | CO-PRESIDENT | 3199758 |
| MOORE, ANDREW THOMAS | CHIEF EXECUTIVE OFFICER | 4574997 |
| NARDINI, JOSEPH ROBERT | CO-PRESIDENT | 2387386 |
| PIGOTT, FRANK | GENERAL COUNSEL, CHIEF COMPLIANCE OFFICER | 8052475 |
| RILEY, BRYANT RICHARD | EXECUTIVE CHAIRMAN | 1702453 |
| SCHUTT, JANELLE REGINA | CONTROLLER | 2853858 |
| SWAIN, MARY ANN NELL | CHIEF FINANCIAL OFFICER | 6484916 |
Disclosures
Regulatory Event
12Civil Event
1Arbitration
1Similar Advisors
CAPITAL CLIENT GROUP, INC.
LPL FINANCIAL LLC
STONEX FINANCIAL INC.
SINGH PWM LLC
Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
Similar Advisors
CAPITAL CLIENT GROUP, INC.
LPL FINANCIAL LLC
STONEX FINANCIAL INC.
SINGH PWM LLC
State Registrations and Notice Filings
(6/11/2019)
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 79TO — Investment Banking Registered Representative Examination
Passed Jan 2023About the Series 79TO examSRO Registrations
SRO Registrations
Similar Advisors
CAPITAL CLIENT GROUP, INC.
LPL FINANCIAL LLC
STONEX FINANCIAL INC.
SINGH PWM LLC
CRS (Client Relationship Summary) - BD
Click below to view James Craig Krinbring's CRS (Customer Relationship Summary).
Similar Advisors
CAPITAL CLIENT GROUP, INC.
LPL FINANCIAL LLC
STONEX FINANCIAL INC.
SINGH PWM LLC