Britt A. Cesarone
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Britt Adelbert Cesarone was a registered financial professional .
Britt is a previously registered financial professional and started their career in finance in 1994. Britt had worked at 3 firms and has passed the Series 65, Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 1, 2007 - December 31, 2016
PONDER INVESTMENT CO
July 16, 1998 - January 28, 2000
SYNDICATED CAPITAL, INC.
January 13, 1994 - June 17, 1998
DEAM INVESTOR SERVICES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
PONDER INVESTMENT CO
CRD#: 110917 / SEC#: 801-30773
Contact information
Regulatory assets under management
| Total Number of Accounts | 41 |
| AUM (Assets Under Management) | $ 1,270,570,413 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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