Daniel G. Rascoe

TITLEIST ASSET MANAGEMENT

Miami Beach, FL

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CRD#: 2427652

Professional summary

Daniel Gray Rascoe is a registered financial advisor currently at TITLEIST ASSET MANAGEMENT, LLC located in Miami Beach, Florida and TITLEIST CAPITAL, LLC located in San Antonio, Texas.

Daniel is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1993. Daniel has worked at 14 firms and has passed the Series 66, Series 65, Series 63, SIE, Series 55, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Daniel Gray Rascoe's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

November 17, 2023 - Present

TITLEIST ASSET MANAGEMENT, LLC

RIA

CRD#: 323567

Miami Beach, FL

Current

November 21, 2023 - Present

TITLEIST CAPITAL, LLC

Office #1: 777 E. Sonterra Boulevard Suite 330, San Antonio, TX 78258

CRD#: 126136

SAN ANTONIO, TX

Past

November 21, 2019 - January 4, 2022

MADISON AVENUE SECURITIES, LLC

RIA

CRD#: 23224

Burien, WA

Past

November 21, 2019 - January 4, 2022

MADISON AVENUE SECURITIES, LLC

CRD#: 23224

Burien, WA

Past

May 13, 2015 - October 3, 2018

TD AMERITRADE, INC.

RIA

CRD#: 7870

SEATTLE, WA

Past

May 13, 2015 - October 3, 2018

TD AMERITRADE INVESTMENT MANAGEMENT, LLC

RIA

CRD#: 111514

SEATTLE, WA

Past

April 30, 2015 - October 3, 2018

TD AMERITRADE, INC.

CRD#: 7870

SEATTLE, WA

Past

August 30, 2012 - April 17, 2015

ALLY INVEST SECURITIES LLC

CRD#: 136131

FORT LAUDERDALE, FL

Past

January 25, 2011 - May 4, 2011

NYLIFE SECURITIES LLC

CRD#: 5167

SUNRISE, FL

Past

May 30, 2008 - January 27, 2009

BB&T INVESTMENT SERVICES, INC.

RIA

CRD#: 33856

HOPKINSVILLE, KY

Past

November 13, 2007 - January 27, 2009

BB&T INVESTMENT SERVICES, INC.

CRD#: 33856

HOPKINSVILLE, KY

Past

September 11, 2006 - October 6, 2006

NORTH AMERICAN CLEARING, INC.

CRD#: 39118

LONGWOOD, FL

Past

December 1, 2003 - November 11, 2005

WALKER ROSE, INC.

CRD#: 45905

CARRABASSETT VALLEY, ME

Past

October 23, 2002 - October 8, 2003

HAMERSHLAG, DODELES & CO., LLC

CRD#: 2117

NEW YORK, NY

Past

July 23, 1998 - March 8, 2002

CATHAY FINANCIAL INC

CRD#: 30065

NEW YORK, NY

Past

August 11, 1997 - July 21, 1998

NATIONAL FINANCIAL SERVICES LLC

CRD#: 13041

BOSTON, MA

Past

November 30, 1993 - August 11, 1997

FIDELITY BROKERAGE SERVICES LLC

CRD#: 7784

SMITHFIELD, RI

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

TITLEIST ASSET MANAGEMENT, LLC

CRD#: 323567 / SEC#: 801-126953

RIA

Registered Investment Advisory firm - (11/25/2022 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

IAR

Texas
(11/17/2023)

Texas
(11/21/2023)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 66

Date: 5/12/2015

Uniform Combined State Law Examination

State Security Law Exam

IAR

Series 65

Date: 5/28/2008

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 12/21/1993

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 55

Date: 11/17/1999

Limited Representative-Equity Trader Exam

General Industry/Product Exam

Series 7

Date: 11/29/1993

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 3/28/2014

General Securities Principal Examination

SRO Registrations

FINRA

Current Firm

TITLEIST ASSET MANAGEMENT, LLC

CRD#: 323567 / SEC#: 801-126953

RIA

Registered Investment Advisory firm - (11/25/2022 Approved)

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Contact information

Main Address

777 E. Sonterra Blvd., Suite 330, San Antonio, TX 78258

Mailing Address

Phone number

(210) 826-2424

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (21 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

TITLEIST ASSET MANAGEMENT, LLC WRAP BROCHURE (11/5/2025)

TITLEIST ASSET MANAGEMENT, LLC ADV PART 2A (11/5/2025)

Regulatory assets under management

Total Number of Accounts	4,813
AUM (Assets Under Management)	$ 2,430,293,058

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Daniel G. Rascoe

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Daniel Gray Rascoe's CRS (Customer Relationship Summary).

Certified licenses

Experience

TITLEIST CAPITAL, LLC

MADISON AVENUE SECURITIES, LLC

MADISON AVENUE SECURITIES, LLC

TD AMERITRADE, INC.

TD AMERITRADE INVESTMENT MANAGEMENT, LLC

TD AMERITRADE, INC.

ALLY INVEST SECURITIES LLC

NYLIFE SECURITIES LLC

BB&T INVESTMENT SERVICES, INC.

BB&T INVESTMENT SERVICES, INC.

NORTH AMERICAN CLEARING, INC.

WALKER ROSE, INC.

HAMERSHLAG, DODELES & CO., LLC

CATHAY FINANCIAL INC

NATIONAL FINANCIAL SERVICES LLC

FIDELITY BROKERAGE SERVICES LLC

Primary Firm SEC Registration

TITLEIST ASSET MANAGEMENT, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 5/12/2015

Series 65

Date: 5/28/2008

Series 63

Date: 12/21/1993

SIE

Date: 10/1/2018

Series 55

Date: 11/17/1999

Series 7

Date: 11/29/1993

Series 24

Date: 3/28/2014

FINRA

Current Firm

TITLEIST ASSET MANAGEMENT, LLC

Contact information

SEC notice filing (21 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

TITLEIST ASSET MANAGEMENT, LLC

TRUST BUT VERIFY

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