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JM

John M. Murphy

HOLLISTER ASSOCIATES
MOUNT PLEASANT, SC
Some features on this profile are disabled
CRD#: 2427633
JM

Professional summary

John Michael Murphy, who also goes by Jack Michael Murphy, is a registered financial professional currently at HOLLISTER ASSOCIATES, LLC located in Mount Pleasant, South Carolina.

John is registered as a RR (Registered Representative) and started their career in finance in 1994. John has worked at 12 firms and has passed the Series 63, SIE, Series 7, Series 53 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?
No

Aliases

Jack Michael Murphy

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view John Michael Murphy's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

February 5, 2025 - Present

HOLLISTER ASSOCIATES, LLC

BD
CRD#: 173366
MOUNT PLEASANT, SC
Past

December 21, 2021 - February 4, 2025

PICKWICK CAPITAL PARTNERS, LLC

BD
CRD#: 130672
WHITE PLAINS, NY
Past

November 6, 2019 - December 24, 2019

KEMA PARTNERS LLC

BD
CRD#: 143752
MILL VALLEY, CA
Past

August 25, 2017 - October 4, 2017

NATALLIANCE SECURITIES, LLC

BD
CRD#: 39455
AUSTIN, TX
Past

January 7, 2014 - November 9, 2015

PIPER SANDLER & CO.

BD
CRD#: 665
SAN FRANCISCO, CA
Past

October 23, 2012 - September 26, 2013

SANTANDER US CAPITAL MARKETS LLC

BD
CRD#: 150696
LARKSPUR, CA
Past

January 24, 2012 - March 7, 2013

PIERPONT CAPITAL ADVISORS LLC

BD
CRD#: 108424
LARKSPUR, CA
Past

April 4, 2011 - January 24, 2012

COHEN & COMPANY CAPITAL MARKETS, LLC

BD
CRD#: 144981
SAN FRANCISCO, CA
Past

July 28, 2004 - September 8, 2010

CITIGROUP GLOBAL MARKETS INC.

BD
CRD#: 7059
NEW YORK, NY
Past

September 19, 2003 - April 26, 2004

BANC OF AMERICA SECURITIES LLC

BD
CRD#: 26091
NEW YORK, NY
Past

October 2, 1995 - December 15, 1995

INVESTORS ASSOCIATES, INC.

BD
CRD#: 958
HACKENSACK, NJ
Past

February 1, 1994 - May 17, 1994

A. R. BARON & CO., INC.

BD
CRD#: 29285
NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Alaska
(2/11/2025)
RR
Arizona
(3/5/2025)
RR
California
(3/7/2025)
RR
Colorado
(2/6/2025)
RR
Connecticut
(2/5/2025)
RR
District of Columbia
(3/20/2025)
RR
Florida
(4/3/2025)
RR
Georgia
(3/21/2025)
RR
Idaho
(3/3/2025)
RR
Illinois
(3/5/2025)
RR
Indiana
(3/3/2025)
RR
Iowa
(2/6/2025)
RR
Maryland
(2/13/2025)
RR
Massachusetts
(2/5/2025)
RR
Minnesota
(2/5/2025)
RR
Montana
(2/6/2025)
RR
New York
(3/19/2025)
RR
North Carolina
(2/7/2025)
RR
Oregon
(3/3/2025)
RR
Puerto Rico
(2/18/2025)
RR
Rhode Island
(2/7/2025)
RR
South Carolina
(2/10/2025)
RR
Texas
(2/6/2025)
RR
Utah
(2/5/2025)
RR
Virginia
(2/10/2025)
RR
Washington
(2/5/2025)
RR
Wyoming
(3/6/2025)

Exams

State Security Law Exam
RR
Series 63
Date: 12/21/2019
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/4/2017
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 9/18/2003
General Securities Representative Examination
Principal/Supervisory Exam
RR
Series 53
Date: 6/30/2015
Municipal Securities Principal Examination
Principal/Supervisory Exam
RR
Series 24
Date: 12/31/2014
General Securities Principal Examination
SRO Registrations
RR
FINRA

Current Firm

HA
HOLLISTER ASSOCIATES, LLC
HOLLISTER ASSOCIATES, LLC

CRD#: 173366 / SEC#: , 8-69538

BD
Broker-Dealer Firm Regulated by FINRA (Atlanta district office)
PREMIUM
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Contact information

Main Address
257 River Oak Drive, Mount Pleasant, SC 29464
Mailing Address
257 River Oak Drive, Mount Pleasant, SC 29464
Phone number
(401) 465-3080
Established
South Carolina since 09/09/2014
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (52 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
HOLLISTER, CHRISTOPHER VERNCEO/CCO5637565
CLIFFHANGER INVESTMENTS, LLCOWNER
KUGLER, JACQUESOWNER5105697
MADABA INVESTMENTS, LLCOWNER
PORTWOOD, WILLIAM BOYCECFO/FINOP4853700

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

HOLLISTER ASSOCIATES, LLC

CRD#: 173366Mount Pleasant, SC

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