Mariangie Colon Rosado
Professional summary
Mariangie Colon Rosado, who also goes by Mariangie Colon, Mariangie Colon, Mariangie Colonrosado, is a registered financial professional currently at UNIVERSAL FINANCIAL SERVICES INC. located in Guaynabo, .
Mariangie is registered as a RR (Registered Representative) and started their career in finance in 2005. Mariangie has worked at 3 firms and has passed the Series 99TO, SIE, Series 7 and Series 24 exams.
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Mariangie Colon Rosado's CRS (Customer Relationship Summary).
Certified licenses
Experience
November 10, 2023 - Present
UNIVERSAL FINANCIAL SERVICES INC.
Office #1: Calle 1 Lote 10 Metro Office Park, Guaynabo, PR 00968September 13, 2013 - July 28, 2023
HERBERT J. SIMS & CO, INC.
June 21, 2005 - September 27, 2013
SANTANDER SECURITIES LLC
Primary Firm SEC Registration
UNIVERSAL FINANCIAL SERVICES INC.
CRD#: 131558 / SEC#: 801-121280, 8-66481
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(11/10/2023)
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationFINRA
Current Firm
UNIVERSAL FINANCIAL SERVICES INC.
CRD#: 131558 / SEC#: 801-121280, 8-66481
Contact information
SEC notice filing (1 States and Territories)
FINRA licenses (1 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 1 |
| AUM (Assets Under Management) | $ 337,465,712 |
Red Flags
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Company Information
UNIVERSAL FINANCIAL SERVICES INC.
CRD#: 131558Guaynabo, PR 00968TRUST BUT VERIFY
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