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PH

Peter A. Hunt

HK FUNDS
JACKSONVILLE, FL
Some features on this profile are disabled
CRD#: 2427162
PH

Professional summary

Peter Anthony Hunt is a registered financial advisor currently at HK FUNDS located in Jacksonville, Florida and NORTH POINT MERGERS AND ACQUISITIONS, INC. located in San Francisco, California.

Peter is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1994. Peter has worked at 7 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Peter Anthony Hunt's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

March 5, 2026 - Present

HK FUNDS

RIA
CRD#: 338583
JACKSONVILLE, FL
Current

January 16, 2014 - Present

NORTH POINT MERGERS AND ACQUISITIONS, INC.

Office #1: 580 California Street, Suite 2200, San Francisco, CA 94104
BD
CRD#: 133300
San Francisco, CA
Past

February 8, 2005 - December 19, 2013

CITIZENS JMP SECURITIES, LLC

BD
CRD#: 22208
SAN FRANCISCO, CA
Past

February 20, 2002 - January 19, 2005

SHATTUCK HAMMOND PARTNERS LLC

BD
CRD#: 113645
NEW YORK, NY
Past

October 1, 1997 - June 14, 1999

BANC OF AMERICA SECURITIES LLC

BD
CRD#: 26091
NEW YORK, NY
Past

May 5, 1995 - October 1, 1997

MONTGOMERY SECURITIES

BD
CRD#: 4357
SAN FRANCISCO, CA
Past

February 15, 1994 - May 2, 1995

LEHMAN BROTHERS INC.

BD
CRD#: 7506
NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
California
(1/16/2014)
IAR
Florida
(3/5/2026)

Exams

State Security Law Exam
IAR
Series 65
Date: 2/23/2026
Uniform Investment Adviser Law Examination
State Security Law Exam
RR
Series 63
Date: 3/8/2002
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 2/19/2002
General Securities Representative Examination
Principal/Supervisory Exam
RR
Series 24
Date: 12/12/2002
General Securities Principal Examination
SRO Registrations
RR
FINRA

Current Firm

HF
HK FUNDS
HK FUNDS | HK FUNDS, LLC

CRD#: 338583 / SEC#:

Florida
Registered Investment Advisory firm - (10/23/2025 Approved)
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Contact information

Main Address
Jacksonville, FL
Mailing Address
Phone number
(225) 773-2777
Established
Firm type
Fiscal year end
# of Employees
2

Documents

Latest Form ADV
0

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

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Company Information

HK FUNDS

CRD#: 338583Jacksonville, FL

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