William A. Eagan
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
William Aloysius Eagan III, who also goes by William Aloysius Eagan, was a registered financial professional .
William is a previously registered financial professional and started their career in finance in 1994. William had worked at 7 firms and has passed the Series 63, SIE, Series 79 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 11, 2013 - March 31, 2020
ROSSOFF & CO. LLC
August 30, 2011 - January 18, 2013
MARCO POLO SECURITIES INC.
April 26, 2004 - May 9, 2005
ABN AMRO INCORPORATED
September 10, 2002 - January 14, 2003
SANDLER, O'NEILL & PARTNERS, L.P.
August 20, 2001 - March 22, 2002
UBS SECURITIES LLC
March 31, 1999 - December 13, 2000
JPMSI
July 1, 1994 - March 11, 1999
LEHMAN BROTHERS INC.
State Registrations and Notice Filings
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Exams
Current Firm
ROSSOFF & CO. LLC
CRD#: 148440 / SEC#: , 8-68025
Contact information
Documents
Red Flags
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