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Edward Reddy Henderson Jr

CRD# 242713·Registered 1971 - 2002
Barred: Edward Reddy Henderson JR was barred by the SEC and is not permitted to conduct business in the covered capacity.

Professional Summary

Edward Reddy Henderson JR was a registered financial advisor. Edward was a previously registered financial professional and started their career in finance 1971 - 2002. Edward had worked at 12 firms and has passed the Series 65, Series 63, Series 000, Series 1, Series 4 and Series 40 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

55 years in the financial services industry

Current & Past Employments

PACVEST ASSOCIATES, INC.·CRD# 29583
BD
Woodstock, CT
February 10, 1999 - July 17, 2002
BARCLAY INVESTMENTS LLC·CRD# 6159
BD
New York, NY
July 9, 1990 - November 2, 1998
LOMBARD SECURITIES CORP.·CRD# 13914
BD
March 29, 1990 - August 22, 1990
UBS FINANCIAL SERVICES INC.·CRD# 8174
BD
January 23, 1987 - April 5, 1989
GALLANT SECURITIES, INC.·CRD# 4282
BD
August 11, 1986 - November 20, 1986
TUCKER ANTHONY INCORPORATED·CRD# 837
BD
August 1, 1985 - July 22, 1986
LEHMAN BROTHERS INC.·CRD# 7506
BD
January 6, 1982 - August 5, 1985
LEHMAN BROTHERS KUHN LOEB INCORPORATED·CRD# 7555
BD
March 12, 1981 - November 16, 1981
LEHMAN BROTHERS INC.·CRD# 7506
BD
March 22, 1979 - March 11, 1981
LOEB PARTNERS·CRD# 7534
BD
January 18, 1978 - April 18, 1979
HORNBLOWER, WEEKS, NOYES & TRASK INCORPORATED·CRD# 7394
BD
May 5, 1977 - April 18, 1979
HORNBLOWER & WEEKS - HEMPHILL, NOYES INCORPORATED·CRD# 412
BD
May 14, 1973 - April 18, 1979
LEHMAN BROTHERS INCORPORATED·CRD# 514
BD
September 21, 1971 - March 23, 1973

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Current Firm

PA
PACVEST ASSOCIATES, INC.

PACVEST ASSOCIATES, INC.

CRD#: 29583 / SEC#: 8-44664
BD
Cancelled by SEC on 08/17/2007

Contact Information

Established

Delaware since 01/04/1992

Firm Type

Corporation

Fiscal Year End

December

Documents

Direct owners and executive officers

NamePositionCRD#
MANN, ROBERT KEITHCHIEF COMPLIANCE OFFICER318870
MANN, ROBERT KEITHPRESIDENT318870
PIETROSKI, FRANK DENNISVICE PRESIDENT1863693
DERBY, RONALD CLARKECHIEF FINANCIAL OFFICER2557295

Disclosures

Regulatory Event

1

Arbitration

2

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 65 — Uniform Investment Adviser Law Examination

Passed Apr 1997About the Series 65 exam

Series 63 — Uniform Securities Agent State Law Examination

Passed Aug 1980About the Series 63 exam

Series 000 — General Securities Principal Examination

Passed Sep 1971

Series 1 — Registered Representative Examination

Passed Sep 1971

Series 4 — Registered Options Principal Examination

Passed Sep 1977About the Series 4 exam

Series 40 — Registered Principal Examination

Passed Nov 1972

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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