Edward R. Henderson
Professional summary
Edward Reddy Henderson JR was barred by the SEC from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Edward is a previously registered financial professional and started their career in finance in 1971. Prior to being barred, Edward had worked at 12 firms, which includes PACVEST ASSOCIATES INC., BARCLAY INVESTMENTS LLC, LOMBARD SECURITIES CORP., UBS FINANCIAL SERVICES INC., GALLANT SECURITIES INC., TUCKER ANTHONY INCORPORATED, LEHMAN BROTHERS INC., LEHMAN BROTHERS KUHN LOEB INCORPORATED, LOEB PARTNERS, HORNBLOWER WEEKS NOYES & TRASK INCORPORATED, HORNBLOWER & WEEKS - HEMPHILL NOYES INCORPORATED, LEHMAN BROTHERS INCORPORATED.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 10, 1999 - July 17, 2002
PACVEST ASSOCIATES, INC.
July 9, 1990 - November 2, 1998
BARCLAY INVESTMENTS LLC
March 29, 1990 - August 22, 1990
LOMBARD SECURITIES CORP.
January 23, 1987 - April 5, 1989
UBS FINANCIAL SERVICES INC.
August 11, 1986 - November 20, 1986
GALLANT SECURITIES, INC.
August 1, 1985 - July 22, 1986
TUCKER ANTHONY INCORPORATED
January 6, 1982 - August 5, 1985
LEHMAN BROTHERS INC.
March 12, 1981 - November 16, 1981
LEHMAN BROTHERS KUHN LOEB INCORPORATED
March 22, 1979 - March 11, 1981
LEHMAN BROTHERS INC.
January 18, 1978 - April 18, 1979
LOEB PARTNERS
May 5, 1977 - April 18, 1979
HORNBLOWER, WEEKS, NOYES & TRASK INCORPORATED
May 14, 1973 - April 18, 1979
HORNBLOWER & WEEKS - HEMPHILL, NOYES INCORPORATED
September 21, 1971 - March 23, 1973
LEHMAN BROTHERS INCORPORATED
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Series 000
Date: 9/16/1971
General Securities Principal ExaminationSeries 1
Date: 9/16/1971
Registered Representative ExaminationSeries 40
Date: 11/27/1972
Registered Principal ExaminationCurrent Firm
PACVEST ASSOCIATES, INC.
CRD#: 29583 / SEC#: , 8-44664
Contact information
Documents
Disclosures
| Regulatory Event | 1 |
| Arbitration | 2 |
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