Chris M. Demaso
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Chris M Demaso was a registered financial professional .
Chris is a previously registered financial professional and started their career in finance in 1993. Chris had worked at 7 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 24, 2014 - March 5, 2015
RIVER CROSS SECURITES, LLLP
January 6, 2014 - January 27, 2014
STONEX FINANCIAL INC.
December 15, 2009 - October 11, 2013
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
August 5, 2008 - January 7, 2009
BATTENKILL CAPITAL, INC.
July 15, 2005 - August 21, 2006
LAVA TRADING, INC.
January 14, 2005 - July 20, 2005
CITIGROUP GLOBAL MARKETS INC.
December 1, 1993 - March 4, 1997
ICAP SECURITIES USA LLC
State Registrations and Notice Filings
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Exams
Current Firm
RIVER CROSS SECURITES, LLLP
CRD#: 141919 / SEC#: , 8-67415
Contact information
Documents
Red Flags
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