Anthony J. Constantine

LIFEMARK SECURITIES

Mentor, OH

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CRD#: 2427074

Professional summary

Anthony James Constantine JR, who also goes by Anthony J Constantine Jr, Tony Constantine, is a registered financial advisor currently at LIFEMARK SECURITIES CORP. located in Mentor, Ohio.

Anthony is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1993. Anthony has worked at 9 firms and has passed the Series 66, SIE, Series 7, Series 6 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Anthony J Constantine Jr | Tony Constantine

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

CONSTANTINE NATIONAL FINANCIAL LLC, INVST REALTED, 9340 KATHLEEN DR MENTOR, OH 44060, sale of fixed life insurance, annuities, LTC, DI and Property and casualty insurance , independent insurance agent, TIME SPENT: 30%- Began 9/5/06 Constantine National Financial LLC name is used for securities and IAR business as well. 3)Past District Deputy Grand Master 22nd Masonic District F&AM of Ohio, NON-INVST RELATED, 3615 EUCLID AVE, CLEVELAND, OH, Volunteer activities in a charitable/fraternal organization, 2 HOURS PER WEEK STARTED 12/2010

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Anthony James Constantine JR's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

CRS (Client Relationship Summary) - BD

Click below to view Anthony James Constantine JR's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

November 1, 2018 - Present

LIFEMARK SECURITIES CORP.

RIA

CRD#: 16204

Mentor, OH

Current

November 1, 2018 - Present

LIFEMARK SECURITIES CORP.

RIA

CRD#: 16204

Mentor, OH

Past

January 4, 2011 - November 6, 2018

FORESTERS EQUITY SERVICES, INC.

RIA

CRD#: 18464

CONCORD, OH

Past

January 3, 2011 - November 6, 2018

FORESTERS EQUITY SERVICES, INC.

CRD#: 18464

CONCORD, OH

Past

May 7, 2007 - December 31, 2010

WRP INVESTMENTS, INC.

RIA

CRD#: 7365

MENTOR, OH

Past

May 4, 2007 - December 31, 2010

WRP INVESTMENTS, INC.

CRD#: 7365

MENTOR, OH

Past

September 7, 2006 - May 10, 2007

WORLD GROUP SECURITIES, INC.

CRD#: 114473

DULUTH, GA

Past

May 5, 2003 - August 30, 2006

MSI FINANCIAL SERVICES, INC.

RIA

CRD#: 14251

BROADVIEW HEIGHTS, OH

Past

April 29, 2003 - August 30, 2006

METROPOLITAN LIFE INSURANCE COMPANY

CRD#: 4095

BROADVIEW HEIGHTS, OH

Past

April 29, 2003 - August 30, 2006

MSI FINANCIAL SERVICES, INC.

CRD#: 14251

BROADVIEW HEIGHTS, OH

Past

January 21, 2003 - April 24, 2003

SIGNATOR INVESTORS, INC.

RIA

CRD#: 468

INDEPENDENCE, OH

Past

February 11, 1998 - April 24, 2003

SIGNATOR INVESTORS, INC.

CRD#: 468

BOSTON, MA

Past

September 10, 1996 - February 5, 1998

EQUITY SERVICES, INC.

CRD#: 265

MONTPELIER, VT

Past

December 17, 1993 - November 14, 1996

SUN LIFE FINANCIAL DISTRIBUTORS, INC.

CRD#: 5496

WELLESLEY HILLS, MA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

LIFEMARK SECURITIES CORP.

LIFEMARK SECURITIES | PROCORP SECURITIES INCORPORATED | LIFEMARK SECURITIES CORP.

CRD#: 16204 / SEC#: 801-68438, 8-33478

RIA

Registered Investment Advisory firm - SEC (10/17/2007 Approved)

Broker-Dealer Firm Regulated by FINRA (Woodbridge district office)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Ohio
(11/1/2018)

IAR

Ohio
(11/1/2018)

Pennsylvania
(4/21/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 66

Date: 11/9/1998

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 10/18/1999

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 12/16/1993

Investment Company Products/Variable Contracts Representative Examination

Principal/Supervisory Exam

Series 24

Date: 12/8/1999

General Securities Principal Examination

SRO Registrations

FINRA

Current Firm

LIFEMARK SECURITIES CORP.

LIFEMARK SECURITIES | PROCORP SECURITIES INCORPORATED | LIFEMARK SECURITIES CORP.

CRD#: 16204 / SEC#: 801-68438, 8-33478

RIA

Registered Investment Advisory firm - SEC (10/17/2007 Approved)

Broker-Dealer Firm Regulated by FINRA (Woodbridge district office)

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Contact information

Main Address

400 West Metro Park, Rochester, NY 14623

Mailing Address

400 West Metro Park, Rochester, NY 14623

Phone number

(585) 424-5672

Established

New York since 04/04/1983

Firm type

Corporation

Fiscal year end

December

Firm Size

Medium

# of Employees

SEC notice filing (46 States and Territories)

FINRA licenses (51 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Customer Relationship Summary (CRS / FINRA)

Latest Form ADV

Part 2 Brochures

FIRM BROCHURE 2A (3/28/2025)

Direct owners and executive officers

Name	Position	CRD#
KALINOWSKI, ANDREW JOSEPH	VP / BOARD MEMBER/SECRETARY	263409
MICCICHE, VINCENT JR	TREASURER/ FINOP/PFO/POO	702149
PRISCO, JAMES JOSEPH	CHIEF EXECUTIVE OFFICER/ CHIEF COMPLIANCE OFFICER	2653402
PRISCO, JAMES JOSEPH	PRESIDENT / BOARD MEMBER	2653402
GEORGIEV, ALEXANDRE JR.	CCO OF THE RIA / DIRECTOR OF OPERATIONS	5307830

Regulatory assets under management

Total Number of Accounts	2,021
AUM (Assets Under Management)	$ 461,475,636

Disclosures

Regulatory Event	2
Arbitration	3

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Contact information

xxxxx@xxxx.xxx

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Anthony J. Constantine

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Anthony James Constantine JR's CRS (Customer Relationship Summary).

CRS (Client Relationship Summary) - BD

Click below to view Anthony James Constantine JR's CRS (Customer Relationship Summary).

Certified licenses

Experience

LIFEMARK SECURITIES CORP.

FORESTERS EQUITY SERVICES, INC.

FORESTERS EQUITY SERVICES, INC.

WRP INVESTMENTS, INC.

WRP INVESTMENTS, INC.

WORLD GROUP SECURITIES, INC.

MSI FINANCIAL SERVICES, INC.

METROPOLITAN LIFE INSURANCE COMPANY

MSI FINANCIAL SERVICES, INC.

SIGNATOR INVESTORS, INC.

SIGNATOR INVESTORS, INC.

EQUITY SERVICES, INC.

SUN LIFE FINANCIAL DISTRIBUTORS, INC.

Primary Firm SEC Registration

LIFEMARK SECURITIES CORP.

State Registrations and Notice Filings

Exams

Series 66

Date: 11/9/1998

SIE

Date: 10/1/2018

Series 7

Date: 10/18/1999

Series 6

Date: 12/16/1993

Series 24

Date: 12/8/1999

FINRA

Current Firm

LIFEMARK SECURITIES CORP.

Contact information

SEC notice filing (46 States and Territories)

FINRA licenses (51 States and Territories)

Documents

Part 2 Brochures

Direct owners and executive officers

Regulatory assets under management

Disclosures

Red Flags

Company Information

LIFEMARK SECURITIES CORP.

TRUST BUT VERIFY

Contact information

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