Richard L. Wright

RL WRIGHT & ASSOCIATES

SAVANNAH, GA 31406

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CRD#: 2427015

Professional summary

Richard Lee Wright is a registered financial advisor currently at RL WRIGHT & ASSOCIATES, LLC located in Savannah, Georgia.

Richard is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1993. Richard has worked at 5 firms and has passed the Series 65, Series 63 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) WRIGHT ADVISORY GROUP, INC.; Insurance Agent; Fixed Insurance Sales; Less than 10% of time spent. 2) Coastal Tax Centers, LLC; Managing Member; Tax Preparation; Less than 10% of time spent. 3) Hubric Tax & Retirement Planning Consultants, Inc; Consultant & CPA Partner: Financial planning; 60 hours/mo investment related; start 4/2018

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Richard Lee Wright's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

May 9, 2014 - Present

RL WRIGHT & ASSOCIATES, LLC

Office #1: 325 Eisenhower Drive Unit B, Savannah, GA 31406

RIA

CRD#: 171032

SAVANNAH, GA

Past

March 6, 2012 - April 30, 2014

USA FINANCIAL SECURITIES LLC

RIA

CRD#: 103857

ADA, MI

Past

October 4, 2010 - March 19, 2012

ASSET STRATEGY CONSULTANTS LLC

RIA

CRD#: 110800

SAVANNAH, GA

Past

September 12, 1997 - November 6, 2001

MUTUAL SERVICE CORPORATION

CRD#: 4806

BOSTON, MA

Past

December 17, 1993 - October 9, 1997

GUARDIAN INVESTOR SERVICES LLC

CRD#: 6635

NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Georgia
(5/9/2014)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 10/2/2012

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 1/31/1997

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 6

Date: 12/15/1993

Investment Company Products/Variable Contracts Representative Examination

Current Firm

RL WRIGHT & ASSOCIATES, LLC

CRD#: 171032 / SEC#:

Georgia

Registered Investment Advisory firm - (5/8/2014 Approved)

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Contact information

Main Address

325 Eisenhower Drive Unit B, Savannah, GA 31406

Mailing Address

Phone number

(912) 205-6990

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	18
AUM (Assets Under Management)	$ 4,344,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Richard L. Wright

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Richard Lee Wright's CRS (Customer Relationship Summary).

Certified licenses

Experience

RL WRIGHT & ASSOCIATES, LLC

USA FINANCIAL SECURITIES LLC

ASSET STRATEGY CONSULTANTS LLC

MUTUAL SERVICE CORPORATION

GUARDIAN INVESTOR SERVICES LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 10/2/2012

Series 63

Date: 1/31/1997

Series 6

Date: 12/15/1993

Current Firm

RL WRIGHT & ASSOCIATES, LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

RL WRIGHT & ASSOCIATES, LLC

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