DH
David E. Holt
NEXPOINT INSURANCE SOLUTIONS, L.P.
Dallas, TX 75201
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CRD#: 2426935
DH
Professional summary
David Eric Holt, who also goes by Eric Holt, is a registered financial advisor currently at NEXPOINT INSURANCE SOLUTIONS, L.P. located in Dallas, Texas and NEXPOINT SECURITIES, INC. located in Dallas, Texas.
David is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1993. David has worked at 9 firms and has passed the Series 65, Series 63, Series 99TO, Series 52TO, SIE, Series 7, Series 6, Series 14, Series 12, Series 4, Series 53 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Eric Holt
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Mr. Holt is the CCO and sole board member of NexPoint Securities, Inc. (NPS") and CCO and board member of NexBank Securities, Inc. ("NSI"), both affiliated broker-dealers. Mr. Holt is dually employed with NexPoint Advisors, L.P. and NexPoint Asset Management, L.P., both affiliated SEC registered investment advisors and will receive compensation from both. Mr. Holt is the Secretary of NexAnnuity Holdings, Inc. (NHI"), an affiliated Texas insurance holding company and an officer of several of if subsidiaries, including CCO and Secertary of The Ohio State Life Insurance Company ("OSL"), an insurance carrier and Secretary of OSL RTP Block G, LLC, a subsidiary of OSL. Other officer position held in subsidiaries of NHI include: NexAnnuity Services, LLC (NAS)- Secretary; NexLS HoldCo, LLC - Secretary; NexLS HoldCo I - Secretary; NexLS II, LLC - Secretary; NLS HoldCo, LLC - Secretary. Secretary of NexAnnuity Insurance Distributors, LLC an affiliated insurance distribution holding company. Block 593 Townhomes at State Thomas HOA - board member, not investment related, no compensation, 1 hour/ month.
CRS (Client Relationship Summary) - RIA
Click below to view David Eric Holt's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
August 19, 2019 - Present
NEXPOINT INSURANCE SOLUTIONS, L.P.
Office #1: 300 Crescent Court Suite 700, Dallas, TX 75201RIA
CRD#: 301997
Dallas, TX
Current
October 13, 2014 - Present
NEXPOINT SECURITIES, INC.
Office #1: 200 Crescent Court Suite 700, Dallas, TX 75201BD
CRD#: 165013
Dallas, TX
Current
October 13, 2014 - Present
NEXBANK SECURITIES INC
Office #1: 2515 Mckinney Ave Suite 1100, Dallas, TX 75201Office #2: 2515 Mckinney Ave Suite 1100, Dallas, TX 75201BD
CRD#: 133267
Dallas, TX
Past
December 13, 2017 - March 31, 2022
NEXBANK SECURITIES INC
RIA
CRD#: 133267
Dallas, TX
Past
February 14, 2011 - February 22, 2013
FIRST SOUTHWEST COMPANY, LLC
BD
CRD#: 316
DALLAS, TX
Past
August 16, 2001 - February 10, 2011
CAPIS
BD
CRD#: 7551
DALLAS, TX
Past
November 8, 1999 - August 10, 2001
HILLTOP SECURITIES INC.
BD
CRD#: 6220
DALLAS, TX
Past
December 11, 1997 - November 4, 1999
AVANTAX INVESTMENT SERVICES, INC.
BD
CRD#: 13686
DALLAS, TX
Past
January 16, 1997 - December 12, 1997
FIDELITY DISTRIBUTORS COMPANY LLC
BD
CRD#: 17507
SMITHFIELD, RI
Past
November 26, 1993 - January 16, 1997
FIDELITY BROKERAGE SERVICES LLC
BD
CRD#: 7784
SMITHFIELD, RI
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
NI
NEXPOINT INSURANCE SOLUTIONS, L.P.
HIGHLAND CAPITAL INSURANCE SOLUTIONS, L.P. | NEXSTRUCTURED CAPITAL MANAGEMENT L.P. | NEXPOINT INSURANCE SOLUTIONS, L.P.
CRD#: 301997 / SEC#: 801-117200
RIA
Registered Investment Advisory firm - (8/19/2019 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Colorado(2/29/2024)
RR
New Mexico(11/18/2014)
RR
Oregon(5/15/2017)
RR
Texas(10/13/2014)
IAR
Texas(8/19/2019)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationGeneral Industry/Product Exam
RR
Series 52TO
Date: 1/2/2023
Municipal Securities Representative ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
RR
Series 12
Date: 12/14/2000
NYSE Branch Manager ExaminationPrincipal/Supervisory Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
NI
NEXPOINT INSURANCE SOLUTIONS, L.P.
HIGHLAND CAPITAL INSURANCE SOLUTIONS, L.P. | NEXSTRUCTURED CAPITAL MANAGEMENT L.P. | NEXPOINT INSURANCE SOLUTIONS, L.P.
CRD#: 301997 / SEC#: 801-117200
RIA
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Contact information
Main Address
300 Crescent Court Suite 700, Dallas, TX 75201
Mailing Address
Phone number
(214) 276-6300
Established
Firm type
Fiscal year end
# of Employees
2
SEC notice filing (1 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 6 |
| AUM (Assets Under Management) | $ 77,237,000 |
Red Flags
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Company Information
NEXPOINT INSURANCE SOLUTIONS, L.P.
CRD#: 301997Dallas, TX 75201TRUST BUT VERIFY
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Contact information
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