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Sean R. Stevens

LATITUDE INVESTMENT GROUP
WINDSOR HEIGHTS, IA 50324
Some features on this profile are disabled
CRD#: 2426602
SS

Professional summary

Sean Randolph Stevens, who also goes by Sean R Stevens, is a registered financial advisor currently at LATITUDE INVESTMENT GROUP located in Windsor Heights, Iowa.

Sean is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1994. Sean has worked at 15 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 6 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

Sean R Stevens

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Sean Randolph Stevens's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

January 30, 2026 - Present

LATITUDE INVESTMENT GROUP

Office #1: 7390 Hickman Rd, Windsor Heights, IA 50324
RIA
CRD#: 333819
WINDSOR HEIGHTS, IA
Past

August 16, 2019 - November 6, 2019

WORLD EQUITY GROUP, INC.

BD
CRD#: 29087
SCHAUMBURG, IL
Past

October 10, 2017 - May 30, 2024

TRIUMPH WEALTH ADVISORS, INC.

RIA
CRD#: 153175
Windsor Heights, IA
Past

October 10, 2017 - August 19, 2019

TAYLOR CAPITAL MANAGEMENT INC.

BD
CRD#: 43559
West Des Moines, IA
Past

June 8, 2017 - October 4, 2017

GRADIENT SECURITIES, LLC

RIA
CRD#: 127701
West Des Moines, IA
Past

June 8, 2017 - October 4, 2017

GRADIENT SECURITIES, LLC

BD
CRD#: 127701
West Des Moines, IA
Past

February 7, 2017 - May 16, 2017

CREATIVEONE WEALTH, LLC

RIA
CRD#: 281213
W. Des Moines, IA
Past

February 13, 2015 - February 10, 2017

GRADIENT SECURITIES, LLC

RIA
CRD#: 127701
West Des Moines, IA
Past

November 22, 2014 - February 10, 2017

GRADIENT SECURITIES, LLC

BD
CRD#: 127701
West Des Moines, IA
Past

November 13, 2014 - February 4, 2015

GRADIENT ADVISORS, LLC

RIA
CRD#: 152665
WEST DES MOINES, IA
Past

May 19, 2014 - August 12, 2014

HORTER INVESTMENT MANAGEMENT, LLC

RIA
CRD#: 119880
W. DES MOINES, IA
Past

September 16, 2009 - January 30, 2014

MML INVESTORS SERVICES, LLC

RIA
CRD#: 10409
WEST DES MOINES, IA
Past

May 5, 2008 - January 30, 2014

MML INVESTORS SERVICES, LLC

BD
CRD#: 10409
WEST DES MOINES, IA
Past

May 14, 2001 - April 17, 2008

SIGNATOR INVESTORS, INC.

RIA
CRD#: 468
CLIVE, IA
Past

October 27, 1995 - May 1, 1997

JOHN HANCOCK MUTUAL LIFE INSURANCE COMPANY

BD
CRD#: 5181
BOSTON, MA
Past

October 27, 1995 - April 17, 2008

SIGNATOR INVESTORS, INC.

BD
CRD#: 468
CLIVE, IA
Past

August 29, 1994 - October 25, 1995

THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES

BD
CRD#: 4039
NEW YORK, NY
Past

August 29, 1994 - October 25, 1995

EQUITABLE ADVISORS, LLC

BD
CRD#: 6627
NEW YORK, NY
Past

May 6, 1994 - August 19, 1994

CUNA BROKERAGE SERVICES, INC.

BD
CRD#: 13941
WAVERLY, IA
Past

February 25, 1994 - May 6, 1994

MUTUAL OF OMAHA INVESTOR SERVICES, INC.

BD
CRD#: 611
OMAHA, NE

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Iowa
(1/30/2026)

Exams

State Security Law Exam
IAR
Series 65
Date: 3/28/2001
Uniform Investment Adviser Law Examination
State Security Law Exam
RR
Series 63
Date: 1/13/1994
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 2/2/2000
General Securities Representative Examination
General Industry/Product Exam
RR
Series 6
Date: 2/3/1994
Investment Company Products/Variable Contracts Representative Examination
Principal/Supervisory Exam
RR
Series 24
Date: 5/13/2006
General Securities Principal Examination

Current Firm

LI
LATITUDE INVESTMENT GROUP
LATITUDE INVESTMENT GROUP | LATITUDE INVESTMENT GROUP, LLC

CRD#: 333819 / SEC#:

Georgia
Registered Investment Advisory firm - (2/11/2025 Approved)
Iowa
Registered Investment Advisory firm - (12/8/2025 Approved)
Kentucky
Registered Investment Advisory firm - (10/29/2025 Approved)
Nevada
Registered Investment Advisory firm - (1/26/2026 Approved)
North Carolina
Registered Investment Advisory firm - (7/15/2025 Approved)
Texas
Registered Investment Advisory firm - (6/13/2025 Approved)
PREMIUM
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Contact information

Main Address
1125 Sanctuary Parkway Suite 120, Alpharetta, GA 30009
Mailing Address
Phone number
(248) 202-6081
Established
Firm type
Fiscal year end
# of Employees
3

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts87
AUM (Assets Under Management)$ 6,330,849

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

LATITUDE INVESTMENT GROUP

CRD#: 333819Windsor Heights, IA 50324

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