Sean M. Gilsenan

WHITENER CAPITAL MANAGEMENT

CARY, NC

CRD#: 2426535

Some features on this profile are disabled

Professional summary

Sean Michael Gilsenan, CFP®, who also goes by Sean M Gilsenan, is a registered financial advisor currently at WHITENER CAPITAL MANAGEMENT, INC located in Cary, North Carolina.

Sean is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1993. Sean has worked at 5 firms and has passed the Series 65, Series 63 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Sean M Gilsenan

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Sean Michael Gilsenan's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2007

Experience

Current

February 9, 2011 - Present

WHITENER CAPITAL MANAGEMENT, INC

RIA

CRD#: 106865

CARY, NC

Past

April 21, 2003 - January 27, 2011

VALIC FINANCIAL ADVISORS, INC.

RIA

CRD#: 42803

DURHAM, NC

Past

April 21, 2003 - January 27, 2011

VALIC FINANCIAL ADVISORS, INC.

CRD#: 42803

DURHAM, NC

Past

October 18, 2002 - April 29, 2003

RBC CAPITAL MARKETS, LLC

RIA

CRD#: 31194

FUQUAY-VARINA, NC

Past

October 18, 2002 - April 29, 2003

RBC CAPITAL MARKETS, LLC

CRD#: 31194

NEW YORK, NY

Past

December 31, 2001 - October 21, 2002

JBS LIBERTY SECURITIES, INC.

RIA

CRD#: 36179

FUQAY-VARINA, NC

Past

November 1, 1995 - October 21, 2002

JBS LIBERTY SECURITIES, INC.

CRD#: 36179

KANNAPOLIS, NC

Past

December 7, 1993 - November 14, 1995

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

NEW YORK, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

WHITENER CAPITAL MANAGEMENT, INC

CRD#: 106865 / SEC#: 801-31219

RIA

Registered Investment Advisory firm - (12/31/1987 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

North Carolina
(2/9/2011)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 1/12/1994

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 12/7/1993

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 12/6/1993

General Securities Representative Examination

Current Firm

WHITENER CAPITAL MANAGEMENT, INC

CRD#: 106865 / SEC#: 801-31219

RIA

Registered Investment Advisory firm - (12/31/1987 Approved)

PREMIUM

Stay ahead of every change that matters. Proactive intelligence on your advisors, before issues escalate.

Biweekly Pulse, AutomaticallyScheduled alerts keep you informed without lifting a finger.

Catch Firm Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

Trends, Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

3993 Sunset Avenue, Rocky Mount, NC 27804

Mailing Address

P.o. Box 7743, Rocky Mount, NC 27804

Phone number

(252) 972-8909

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (12 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ADV PART 2 (2/24/2026)

Regulatory assets under management

Total Number of Accounts	1,628
AUM (Assets Under Management)	$ 598,471,988

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Guy Peel

OSAIC WEALTH, INC.

IAR

Helena, MT

Mark Brown

AUSDAL FINANCIAL PARTNERS, INC.

IAR

Estero, FL

Jeffrey Meotti

MORGAN STANLEY

IAR

MADISON, CT

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Sean M. Gilsenan

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Sean Michael Gilsenan's CRS (Customer Relationship Summary).

Certified licenses

Experience

VALIC FINANCIAL ADVISORS, INC.

VALIC FINANCIAL ADVISORS, INC.

RBC CAPITAL MARKETS, LLC

RBC CAPITAL MARKETS, LLC

JBS LIBERTY SECURITIES, INC.

JBS LIBERTY SECURITIES, INC.

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Primary Firm SEC Registration

WHITENER CAPITAL MANAGEMENT, INC

State Registrations and Notice Filings

Exams

Series 65

Date: 1/12/1994

Series 63

Date: 12/7/1993

Series 7

Date: 12/6/1993

Current Firm

WHITENER CAPITAL MANAGEMENT, INC

Contact information

SEC notice filing (12 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

WHITENER CAPITAL MANAGEMENT, INC

TRUST BUT VERIFY

Similar Advisors