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Nigel Anthony Ramsay

CRD# 2426310·Registered 1994 - 2000
Barred: Nigel Anthony Ramsay was barred by the SEC and is not permitted to conduct business in the covered capacity.

Professional Summary

Nigel Anthony Ramsay, who also goes by Negel Anthony Ramsay, Nigel A Ramsey, Nigel Anthony Ramsey, was a registered financial advisor. Nigel was a previously registered financial professional and started their career in finance 1994 - 2000. Nigel had worked at 5 firms and has passed the Series 63, Series 7 and Series 24 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Negel Anthony Ramsay, Nigel A Ramsey, Nigel Anthony Ramsey

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

32 years in the financial services industry

Current & Past Employments

R.M. STARK & CO., INC.·CRD# 7612
BD
Lake Worth Beach, FL
September 2, 1998 - April 3, 2000
LASALLE ST SECURITIES, L.L.C.·CRD# 7191
BD
Elmhurst, IL
October 16, 1997 - August 21, 1998
SAPERSTON FINANCIAL INC.·CRD# 27863
BD
Buffalo, NY
June 30, 1995 - October 16, 1997
TAJ GLOBAL EQUITIES, INC.·CRD# 31768
BD
Tampa, FL
February 28, 1994 - July 12, 1995
FAIRCHILD FINANCIAL GROUP, INC.·CRD# 21404
BD
New York, NY
January 12, 1994 - February 24, 1994

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Current Firm

RS
R.M. STARK & CO., INC.

R.M. STARK & CO., INC. | RM STARK & CO INC.

CRD#: 7612 / SEC#: 8-22543
BD
Broker-Dealer Firm Regulated by FINRA (Florida district office)

Contact Information

Main Address

730 S Federal Hwy, Lake Worth Beach, FL 33460-4955

Mailing Address

730 S Federal Hwy, Lake Worth Beach, FL 33460-4955

Phone Number

(561) 243-3815

Established

Florida since 09/29/1988

Firm Type

Corporation

Fiscal Year End

September

Firm Size

Small

FINRA licenses (45 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
RMST HOLDING COMPANY, INC.OWNER—
MCTAGUE, ROBIN JAYNECHIEF COMPLIANCE OFFICER1438670
STARK, GARY LESTERCEO433866
STARK, GARY LESTERFINOP, PRINCIPAL FINANCIAL OFFICER, PRINCIPAL OPERATIONS OFFICER, MUNICIPAL SECURITIES PRINCIPAL, REGISTERED OPTIONS PRINCIPAL433866

Disclosures

Regulatory Event

4

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Jan 1994About the Series 63 exam

Series 7 — General Securities Representative Examination

Passed Jan 1994About the Series 7 exam

Series 24 — General Securities Principal Examination

Passed Apr 1997About the Series 24 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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