MA
Michelle L. Amundson
THE SHERWIN GROUP
ST. PETER, MN 56082
Some features on this profile are disabled
CRD#: 2426213
MA
Professional summary
Michelle Lee Amundson, who also goes by Michelle Lee Rosenbaum, Michelle Rosenbaum, is a registered financial advisor currently at THE SHERWIN GROUP located in St. Peter, Minnesota and OSAIC WEALTH, INC. located in St. Peter, Minnesota.
Michelle is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2008. Michelle has worked at 5 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Michelle Lee Rosenbaum | Michelle Rosenbaum
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) The Sherwin Group, Inc. Position: Investment Advisor Nature: The Sherwin Group, Inc. is my ORIA Investment Related: Yes Hours: 80 Securities Trading Hours: 4 Start Date: 10/20/2017 Address: 124 E. Walnut St., Ste. 260, Mankato MN 56001 2) DBA - The Sherwin Group 3) NOTARY PUBLIC POSITION: I am the notary NATURE: I have a Notary Public Commission from the state of Minnesota. My commission expires 01/31/2030. INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 06/02/2015 ADDRESS: 108 S. Minnesota Ave., Ste. 120A, St. Peter MN 56082, United States DESCRIPTION: I provide notary services only for existing clients when requested. 4) THE SHERWIN GROUP POSITION: Financial Advisor NATURE: Life insurance and fixed annuity sales INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 12/31/2006 ADDRESS: 108 S. Minnesota Ave., Ste. 120A, St. Peter MN 56082, United States DESCRIPTION: I sell fixed annuities and life insurance products that best suit the clients' goals 5) THE SHERWIN GROUP, INC. POSITION: Investment Advisor NATURE: The Sherwin Group, Inc. is my ORIA INVESTMENT RELATED: Yes NUMBER OF HOURS: 80 SECURITIES TRADING HOURS: 4 START DATE: 12/31/2011 ADDRESS: 108 S. MINNESOTA AVE., STE. 120A, St. Peter MN 56082, United States DESCRIPTION: I manage client investments on the TD Ameritrade platform for a management fee.
CRS (Client Relationship Summary) - RIA
Click below to view Michelle Lee Amundson's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
September 18, 2012 - Present
THE SHERWIN GROUP
Office #1: 108 S. Minnesota Ave. Ste. 120a, St. Peter, MN 56082RIA
CRD#: 165093
ST. PETER, MN
Current
June 14, 2024 - Present
OSAIC WEALTH, INC.
Office #1: 108 S. Minnesota Ave Ste 120a, St. Peter, MN 56082RIA
BD
CRD#: 23131
ST. PETER, MN
Past
October 23, 2017 - June 14, 2024
SECURITIES AMERICA, INC.
BD
CRD#: 10205
MANKATO, MN
Past
July 21, 2010 - August 1, 2012
ADVANTAGE INVESTMENT MANAGEMENT, LLC
RIA
CRD#: 146236
MANKATO, MN
Past
April 4, 2008 - October 24, 2017
NATIONAL PLANNING CORPORATION
BD
CRD#: 29604
MANKATO, MN
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(6/14/2024)
RR
California(6/14/2024)
RR
Colorado(6/14/2024)
IAR
Florida(3/9/2018)
RR
Florida(6/14/2024)
RR
Hawaii(6/14/2024)
RR
Illinois(6/14/2024)
IAR
Iowa(9/18/2012)
RR
Iowa(6/14/2024)
RR
Louisiana(6/14/2024)
RR
Michigan(6/14/2024)
IAR
Minnesota(11/7/2016)
RR
Minnesota(6/14/2024)
RR
New Mexico(6/14/2024)
RR
New York(11/13/2024)
RR
Ohio(6/14/2024)
RR
Washington(6/14/2024)
RR
Wisconsin(6/14/2024)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
TS
THE SHERWIN GROUP
THE SHERWIN GROUP
CRD#: 165093 / SEC#:
Alaska
Registered Investment Advisory firm - (4/14/2021 Terminated)Florida
Registered Investment Advisory firm - (3/9/2018 Approved)Hawaii
Registered Investment Advisory firm - (5/22/2024 Approved)Iowa
Registered Investment Advisory firm - (9/6/2012 Approved)Minnesota
Registered Investment Advisory firm - (9/4/2012 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
108 S. Minnesota Ave. Ste. 120a, St. Peter, MN 56082
Mailing Address
Phone number
(507) 625-4322
Established
Firm type
Fiscal year end
# of Employees
2
Regulatory assets under management
| Total Number of Accounts | 242 |
| AUM (Assets Under Management) | $ 37,599,547 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
