Michelle Lee Amundson
Professional Summary
Michelle Lee Amundson, who also goes by Michelle Lee Rosenbaum, Michelle Rosenbaum, is a registered financial advisor currently at THE SHERWIN GROUP located in St. Peter, Minnesota and OSAIC WEALTH, INC. located in St. Peter, Minnesota. Michelle is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2008. Michelle has worked at 5 firms and has passed the Series 66, SIE and Series 7 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Michelle Lee Rosenbaum, Michelle Rosenbaum
Similar Advisors
ALLSTATE FINANCIAL SERVICES, LLC
TRANSAMERICA FINANCIAL ADVISORS, LLC
VERTEX PARTNERS
MORGAN STANLEY
Videos & Posts
This advisor has not added any videos or posts yet.
Similar Advisors
ALLSTATE FINANCIAL SERVICES, LLC
TRANSAMERICA FINANCIAL ADVISORS, LLC
VERTEX PARTNERS
MORGAN STANLEY
Contact Information
This advisor has not claimed their profile yet, so there is no contact information to display at this time.
Similar Advisors
ALLSTATE FINANCIAL SERVICES, LLC
TRANSAMERICA FINANCIAL ADVISORS, LLC
VERTEX PARTNERS
MORGAN STANLEY
Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
Similar Advisors
ALLSTATE FINANCIAL SERVICES, LLC
TRANSAMERICA FINANCIAL ADVISORS, LLC
VERTEX PARTNERS
MORGAN STANLEY
Years of Experience
18 years in the financial services industry
Current & Past Employments
Similar Advisors
ALLSTATE FINANCIAL SERVICES, LLC
TRANSAMERICA FINANCIAL ADVISORS, LLC
VERTEX PARTNERS
MORGAN STANLEY
Current Firm
THE SHERWIN GROUP
Contact Information
Main Address
108 S. Minnesota Ave. Ste. 120a, St. Peter, MN 56082Phone Number
(507) 625-4322# of Employees
2Documents
Regulatory Assets Under Management
Total Number of Accounts
242AUM (Assets Under Management)
$37,599,547Similar Advisors
ALLSTATE FINANCIAL SERVICES, LLC
TRANSAMERICA FINANCIAL ADVISORS, LLC
VERTEX PARTNERS
MORGAN STANLEY
Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Similar Advisors
ALLSTATE FINANCIAL SERVICES, LLC
TRANSAMERICA FINANCIAL ADVISORS, LLC
VERTEX PARTNERS
MORGAN STANLEY
State Registrations and Notice Filings
(6/14/2024)
(6/14/2024)
(6/14/2024)
(3/9/2018)
(6/14/2024)
(6/14/2024)
(6/14/2024)
(9/18/2012)
(6/14/2024)
(6/14/2024)
(6/14/2024)
(11/7/2016)
(6/14/2024)
(6/14/2024)
(11/13/2024)
(6/14/2024)
(6/14/2024)
(6/14/2024)
Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.Note:This rule does not apply to broker-dealer activity.
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
SRO Registrations
Similar Advisors
ALLSTATE FINANCIAL SERVICES, LLC
TRANSAMERICA FINANCIAL ADVISORS, LLC
VERTEX PARTNERS
MORGAN STANLEY
CRS (Client Relationship Summary) - RIA
Click below to view Michelle Lee Amundson's CRS (Customer Relationship Summary).
Similar Advisors
ALLSTATE FINANCIAL SERVICES, LLC
TRANSAMERICA FINANCIAL ADVISORS, LLC
VERTEX PARTNERS
MORGAN STANLEY
