Eric C. Dyson

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CRD#: 2426101

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Eric Charles Dyson, AIF®, CFP® was a registered financial professional .

Eric is a previously registered financial professional and started their career in finance in 1994. Eric had worked at 7 firms and has passed the Series 65, Series 63, SIE, Series 6 and Series 26 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

AIF^®

Accredited Investment Fiduciary

CFP^®

Certified Financial Planner

Start date: 2005

Experience

Past

February 1, 2018 - July 30, 2020

WELLSPRING FINANCIAL PARTNERS

RIA

CRD#: 158872

Plano, TX

Past

February 28, 2013 - January 8, 2018

USI ADVISORS

RIA

CRD#: 108113

DALLAS, TX

Past

February 28, 2013 - January 8, 2018

USI SECURITIES, INC.

CRD#: 43793

DALLAS, TX

Past

January 4, 2007 - February 11, 2013

KESTRA INVESTMENT SERVICES, LLC

CRD#: 42046

EDMOND, OK

Past

September 21, 2006 - December 31, 2006

GBS RETIREMENT SERVICES, INC.

CRD#: 34889

ROLLING MEADOWS, IL

Past

November 6, 2000 - September 12, 2006

FIDELITY DISTRIBUTORS COMPANY LLC

CRD#: 17507

WESTLAKE, TX

Past

January 1, 1994 - October 16, 2000

FIRST COMMAND BROKERAGE SERVICES, INC.

CRD#: 3641

FORT WORTH, TX

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

WELLSPRING FINANCIAL PARTNERS

INVESTMENT METRICS INC. | WELLSPRING FINANCIAL PARTNERS | WELLSPRING FINANCIAL ADVISORS | INVESTMENT METRICS, LLC

CRD#: 158872 / SEC#: 801-112630

RIA

Registered Investment Advisory firm - (4/13/2018 Approved)

Arizona

Registered Investment Advisory firm - (4/16/2018 Terminated)

California

Registered Investment Advisory firm - (5/16/2018 Terminated)

Colorado

Registered Investment Advisory firm - (5/2/2018 Terminated)

Louisiana

Registered Investment Advisory firm - (4/16/2018 Terminated)

Minnesota

Registered Investment Advisory firm - (4/19/2018 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 12/7/1999

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 12/28/1993

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 1/8/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 6

Date: 12/28/1993

Investment Company Products/Variable Contracts Representative Examination

Principal/Supervisory Exam

Series 26

Date: 2/20/1996

Investment Company Products/Variable Contracts Principal Examination

Current Firm

WELLSPRING FINANCIAL PARTNERS

INVESTMENT METRICS INC. | WELLSPRING FINANCIAL PARTNERS | WELLSPRING FINANCIAL ADVISORS | INVESTMENT METRICS, LLC

CRD#: 158872 / SEC#: 801-112630

RIA

Registered Investment Advisory firm - (4/13/2018 Approved)

Arizona

Registered Investment Advisory firm - (4/16/2018 Terminated)

California

Registered Investment Advisory firm - (5/16/2018 Terminated)

Colorado

Registered Investment Advisory firm - (5/2/2018 Terminated)

Louisiana

Registered Investment Advisory firm - (4/16/2018 Terminated)

Minnesota

Registered Investment Advisory firm - (4/19/2018 Terminated)

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Contact information

Main Address

4703 E. Camp Lowell Drive Suite 135, Tucson, AZ 85712

Mailing Address

Phone number

(520) 327-1019

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (12 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

WELLSPRING FINANCIAL PARTNERS ADV PART 2A AND 2B (5/21/2025)

Regulatory assets under management

Total Number of Accounts	430
AUM (Assets Under Management)	$ 1,016,208,473

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Eric C. Dyson

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

USI ADVISORS

USI SECURITIES, INC.

KESTRA INVESTMENT SERVICES, LLC

GBS RETIREMENT SERVICES, INC.

FIDELITY DISTRIBUTORS COMPANY LLC

FIRST COMMAND BROKERAGE SERVICES, INC.

Primary Firm SEC Registration

WELLSPRING FINANCIAL PARTNERS

State Registrations and Notice Filings

Exams

Series 65

Date: 12/7/1999

Series 63

Date: 12/28/1993

SIE

Date: 1/8/2018

Series 6

Date: 12/28/1993

Series 26

Date: 2/20/1996

Current Firm

WELLSPRING FINANCIAL PARTNERS

Contact information

SEC notice filing (12 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

WELLSPRING FINANCIAL PARTNERS

TRUST BUT VERIFY

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