Robert J. Blumenthal
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Robert Joel Blumenthal was a registered financial professional .
Robert is a previously registered financial professional and started their career in finance in 1970. Robert had worked at 7 firms and has passed the Series 55, Series 7, Series 1 and Series 40 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 19, 2001 - June 17, 2001
THE FOREST ALTERNATIVE STRATEGIES FUND II, LP.
March 3, 1993 - December 3, 2004
FOREST FULCRUM FUND L.P.
February 11, 1993 - March 5, 1993
FORUM CAPITAL MARKETS LLC
August 27, 1990 - February 19, 1993
MCMAHAN SECURITIES CO. L.P.
June 17, 1982 - June 27, 1984
RISK ARBITRAGE PARTNERS
November 16, 1978 - May 1, 1981
CIBC WORLD MARKETS CORP.
January 16, 1970 - December 13, 1978
KALB, VOORHIS & CO., LLC
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Series 55
Date: 7/15/1999
Limited Representative-Equity Trader ExamSeries 1
Date: 2/6/1961
Registered Representative ExaminationSeries 40
Date: 1/16/1970
Registered Principal ExaminationCurrent Firm
THE FOREST ALTERNATIVE STRATEGIES FUND II, LP.
CRD#: 44353 / SEC#: , 8-50647
Contact information
Documents
Red Flags
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