Sean D. Gabriel
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Sean Dennis Gabriel was a registered financial professional .
Sean is a previously registered financial professional and started their career in finance in 1993. Sean had worked at 5 firms and has passed the Series 65, Series 63, Series 7TO, Series 6TO, SIE, Series 7, Series 6 and Series 8 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
December 7, 2010 - March 17, 2021
PACIFIC SELECT DISTRIBUTORS, LLC
September 4, 2009 - December 1, 2010
DIRECTED SERVICES LLC
June 30, 2000 - September 6, 2000
ING FUNDS DISTRIBUTOR, INC.
March 7, 2000 - December 1, 2010
DIRECTED SERVICES LLC
March 31, 1999 - February 1, 2000
GOLDMAN SACHS & CO. LLC
November 22, 1993 - March 8, 1999
FIDELITY BROKERAGE SERVICES LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 7TO
Date: 5/30/2023
General Securities Representative ExaminationSeries 6TO
Date: 5/30/2023
Investment Company Products/Variable Contracts Representative ExaminationSeries 8
Date: 11/13/1998
General Securities Sales Supervisor Examination (Options Module & General Module)Current Firm
PACIFIC SELECT DISTRIBUTORS, LLC
CRD#: 4452 / SEC#: , 8-15264
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| PACIFIC LIFE INSURANCE COMPANY | PARENT OF APPLICANT | |
| DARE, BARBARA ALYCE | VICE PRESIDENT | 5074108 |
| KISSEL, GEOFFREY P | CHIEF EXECUTIVE OFFICER | 7499710 |
| LA ROQUE, SUZANNE MARIE | ASSISTANT VICE PRESIDENT, CHIEF COMPLIANCE OFFICER | 4222767 |
| SMITH, TREVOR TIMOTHY | VICE PRESIDENT, PRINCIPAL FINANCIAL OFFICER, PRINCIPAL OPERATING OFFICER | 4844953 |
| YAMAUCHI, STARLA CHIN | VICE PRESIDENT, CORPORATE SECRETARY | 7721024 |
Red Flags
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