Catheryn L. Robinson
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Catheryn L Robinson, who also goes by Catheryn L Robinson Cook, was a registered financial professional .
Catheryn is a previously registered financial professional and started their career in finance in 1994. Catheryn had worked at 6 firms and has passed the Series 63, Series 7TO, Series 79TO, SIE, Series 7 and Series 24 exams.
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 16, 2023 - July 2, 2026
BRYANT PARK CAPITAL SECURITIES, INC.
January 6, 2023 - May 5, 2023
GT SECURITIES, INC.
March 15, 2021 - December 2, 2022
GT SECURITIES, INC.
September 15, 2005 - April 12, 2007
HEDGE FUND CAPITAL PARTNERS, LLC
January 16, 2001 - October 26, 2001
HSBC SECURITIES (USA) INC.
August 12, 1998 - October 13, 2000
PERSHING LLC
January 11, 1994 - April 7, 1994
INTERNATIONALE NEDERLANDEN (U.S.) SECURITIES CORPORATION
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 7TO
Date: 8/4/2021
General Securities Representative ExaminationSeries 79TO
Date: 3/13/2021
Investment Banking Registered Representative ExaminationCurrent Firm
BRYANT PARK CAPITAL SECURITIES, INC.
CRD#: 20433 / SEC#: , 8-38238
Contact information
FINRA licenses (7 States and Territories)
Direct owners and executive officers
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.